Brokerage Operations Analyst

Brokerage Operations Analyst at Corps Team Brokerage Operations Analyst at Corps Team in Frisco, Texas Posted in 13 days ago.

Type:

full-time

Job Description:

Our client, a large financial services company, is seeking an experienced Brokerage Operations Analyst for a 6+ month contract assignment in Frisco, TX. This role is hybrid, onsite 3 days per week. Operations Analyst The Operations Analyst is responsible for a variety of tasks associated with the opening, funding, account transfers, and on-going maintenance of discretionary managed, fee-based accounts, as well as self-directed accounts. Under limited supervision, this job understands the regulatory/compliance policies associated with the brokerage business and understands the financial impacts associated with operational and trading responsibilities. Key Responsibilities and Duties Processes account opening, initiates money movement requests, account transfers and/or processes account maintenance request. Deposits client funds into the correct account. Performs various account maintenance processing/updates as directed by supervisor. Communicates requirements to open, fund and maintain a brokerage/managed account. Completes brokerage operation activities in a timely manner and at established productivity levels. Understands the regulatory requirements to open and maintain a brokerage/managed account. Must be flexible and work as a team to deliver exceptional service, manage high volume of tasks to ensure cases are processed both accurately and efficiently. Educational Requirements University (Degree) Preferred Work Experience Financial Services but not

Required FINRA Registrations SRC Indicator:

NRF Pay Rate- $21.05- $23.05/hour