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Accountant
Job
Empathy Talent
Pasadena, CA (In Person)
$84,000 Salary, Full-Time
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Job Description
Accountant at Empathy Talent Accountant at Empathy Talent in Pasadena, California Posted in about 20 hours ago.
Type:
full-timeJob Description:
Hybrid opportunity based in Pasadena with compensation up to $84K. Our client is seeking a Regulatory Reporting Accountant to support key broker-dealer regulatory reporting and accounting functions within a growing finance team.Key responsibilities include:
- Preparing Customer/PAB Reserve Computations (15c3-3)
- Preparing Net Capital (15c3-1) and FOCUS reports
- Supporting daily and monthly regulatory reporting schedules
- Assisting with audits and regulatory examinations
- Performing reconciliations, journal entries, and general broker-dealer accounting activities
- Partnering cross-functionally to support regulatory and financial reporting accuracy Ideal background:
- Bachelor's degree in Accounting, Finance, or related field
- 2+ years of financial services experience preferred
- Exposure to broker-dealer regulatory reporting environments
FINRA SIE
& Series 99 licenses, or willingness to obtain- Familiarity with Broadridge Processing System (BPS) is a plus
- Strong Excel skills and attention to detail The role offers strong growth potential, comprehensive benefits, FINRA sponsorship, and exposure to regulatory accounting within a dynamic financial services environment.