Sr. Internal Auditor

Summary:

The Senior Internal Auditor is responsible for planning, executing, and reporting on complex internal audits across operational, financial, compliance, and information systems areas. This role serves as a trusted advisor and risk management partner by identifying control gaps, evaluating compliance with policies and regulations, and recommending improvements to enhance organizational effectiveness and safeguard assets.

Essential Duties and Responsibilities:

• Lead and execute internal audit engagements in accordance with the annual audit plan.
• Evaluate the adequacy and effectiveness of internal controls, risk management, and governance processes.
• Develop audit programs, perform fieldwork, and prepare work papers documenting procedures and findings.
• Conduct interviews and walkthroughs with management to gain an understanding of key processes.
• Identify root causes of control deficiencies and provide practical, risk-based recommendations.
• Draft clear and concise audit reports for senior leadership, summarizing issues and suggested corrective actions.
• Follow up on prior audit findings to ensure timely remediation.
• Assist in the assessment of fraud risks and support investigations as necessary.
• Stay up to date with industry's best practices, audit standards, and regulatory changes (e.g., FDICIA).
• Provide guidance and mentoring to junior audit staff when applicable.
• Participate in special projects, advisory services, and continuous improvement initiatives.
• Other duties as assigned.

Education And/Or Experience:

• Bachelor's degree in accounting, Finance, Business Administration, or a related field.
• 5+ years of experience in internal or external audit, preferably in the banking or financial services industry.
• Professional certification is strongly preferred: CPA, CIA, or CISA.

Knowledge/Skills/Abilities:

• Strong understanding of internal control frameworks and risk assessment methodologies.
• Familiarity with relevant regulations (e.g., FDIC, OCC, SOX, FFIEC).
• Experience with data analytics tools or audit management software is a plus.
• Excellent analytical, problem-solving, and critical thinking skills.
• Strong written and verbal communication abilities.
• Professional skepticism and sound judgment.
• Ability to work independently and manage multiple priorities.

Physical Requirements:

• Prolonged periods of sitting at a desk and working on a computer.
• Ability to operate standard office equipment such as a laptop, copier, printer, and telephone.
• Occasionally required to lift or carry files and documents up to 15 pounds.
• Must be able to communicate effectively in person, over the phone, and via email.
• Ability to travel occasionally to branch or client locations, which may require walking, standing, or climbing stairs.

Working Conditions:

• In-Office 5 Days/Week
• Occasional travel may be required (