Apply for this opportunity

This job application is on an outside website. Be sure to review the job posting there to verify it's the same.

Apply Offsite

Director / Head of Compliance

Job

Goanna Capital Management

Union City, NJ (In Person)

Full-Time

Posted 1 week ago (Updated 2 hours ago) • Actively hiring

Expires 7/3/2026

See Job Scorecard

Review key factors to help you decide if the role fits your goals.

How is this calculated?

Pay Growth

out of 5

Not enough data

Not enough info to score pay or growth

Job Security

out of 5

Not enough data

Calculating job security score...

Total Score

out of 100

Average of individual scores

Were these scores useful?

Skill Insights

Compare your current skills to what this opportunity needs—we'll show you what you already have and what could strengthen your application.

Job Description

Director / Head of Compliance at Goanna Capital Management Director / Head of Compliance at Goanna Capital Management in Union City, New Jersey Posted in 11 days ago.

Type:

full-time

Job Description:

Job Title :

Director of Compliance Location :

West Palm Beach, FL (HQ) / New York, NY Goanna Capital invests in the most ambitious technology companies shaping the future of AI, SaaS, cloud, and frontier innovation. Our portfolio includes category-defining leaders such as Anthropic, OpenAI, Ramp, Rippling, and Neuralink.

Role Overview:

We are seeking a Director / Head of Compliance - Your background should include several years at an SEC-registered investment adviser with expertise in VC or PE.

Key Responsibilities :

Compliance Program Oversight Lead and enhance our compliance program Evolve and strengthen existing policies and procedures across firm operations Oversee compliance monitoring systems and ensure adherence to internal policies and regulatory rules Manage and optimize code of ethics administration Regulatory & Filing Management Own all regulatory filings including Form ADV, Form PF, Form D, and Blue Sky filings Enhance compliance review processes for marketing materials and investor communications Ensure alignment with Investment Advisers Act of 1940 and relevant SEC regulations Strengthen compliance testing protocols and prepare for and manage regulatory examinations Fund & Investment Compliance Support Support fund formation, side letter negotiation, and limited partner onboarding processes Work with internal teams to align compliance aspects of investments and fund operations with regulatory requirements Coordinate with outside counsel on fund structuring and transactions Risk Management & Cybersecurity Enhance cybersecurity and data privacy frameworks, including IT coordination and incident response planning Develop relevant policies and coordinate with external IT providers Implement risk management frameworks aligned with investment strategy and commercial judgment Optimize vendor management and due diligence processes

Ideal Candidate Profile :

Several years generalist compliance experience at SEC-registered investment adviser Strong working knowledge of Investment Advisers Act of 1940 and relevant SEC regulations Experience with venture capital and private equity fund structures required Proven experience enhancing compliance programs and optimizing existing policies Experience with compliance testing, annual reviews, and regulatory filings (Form ADV, Form PF, Form D etc) Expertise with private markets fundraising, LP relations and investment oversight Familiarity with cybersecurity compliance and IT coordination Exceptional organizational, communication and stakeholder management skills Strong integrity, discretion and balanced risk / commercial judgment

Benefits :

Competitive salary and performance-based bonuses Energetic and positive culture with a strong emphasis on team based success