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Senior Regulatory Project Manager SEC/Broker-Dealer Compliance
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Insight Global
Remote
Full-Time
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Job Description
Job Description We're looking for an experienced Regulatory Project Manager to lead the implementation of the SEC Rule 15c3-3 release for a financial services client based in Midtown Manhattan. This is a hybrid role (3 days onsite / 2 days remote). The PM will own the full project lifecycle — from organizing the regulatory initiative and standing up governance structures, to executing workstreams and driving a clean close to BAU. You'll be embedded with key business and compliance stakeholders, leading working groups, tracking against budget, and ensuring the project lands on time and in good shape. Day to Day Lead current state/gap analysis and coordinate implementation of the compliant target solution for SEC Rule 15c3-3 Run working groups and steering committee meetings with internal and external stakeholders Build and maintain project artifacts: RACI, project plan, meeting minutes, status reports, ad-hoc presentations Track spend against budget and provide expense forecasting Implement controls and KPIs to monitor compliance and sustainability post-go-live Deliver weekly status reports and escalate issues/risks proactively Manage project closure including lessons learned and BAU transition We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an equal opportunity/affirmative action employer that believes everyone matters. Qualified candidates will receive consideration for employment regardless of their race, color, ethnicity, religion, sex (including pregnancy), sexual orientation, gender identity and expression, marital status, national origin, ancestry, genetic factors, age, disability, protected veteran status, military or uniformed service member status, or any other status or characteristic protected by applicable laws, regulations, and ordinances. If you need assistance and/or a reasonable accommodation due to a disability during the application or recruiting process, please send a request to HR@insightglobal.com.
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