Job Description
Compliance Analyst Pinnacle Staffing Group - 3.1 Mesa, AZ Job Details Full-time $70,000 - $85,000 a year 12 hours ago Qualifications Securities & Exchange Commission Securities law compliance support Bachelor's degree Securities law Full Job Description Pinnacle Staffing Group is currently seeking a Compliance Analyst for a direct hire opportunity with one of our clients in Mesa, AZ. This is an on-site role supporting a dynamic compliance team within the financial services industry. Full-Time |
Direct Hire Salary Range:
$70,000 - $85,000 Position Overview The Compliance Analyst supports the company's compliance program by ensuring adherence to regulatory requirements, internal policies, and industry best practices. This role focuses on monitoring compliance risks, assisting with audits and regulatory filings, and providing guidance on compliance matters to internal teams. Key Performance Indicators (KPIs) Compliance Program Effectiveness Timely Completion of Compliance Audits & Reviews Regulatory Filings & Reporting Accuracy Incident Reporting & Resolution Timeliness Primary Duties / Key Responsibilities Assist in the implementation and maintenance of compliance policies and procedures to ensure regulatory adherence Conduct periodic compliance risk assessments, audits, and testing to identify gaps and recommend corrective actions Monitor regulatory developments and communicate relevant updates to internal teams Support preparation and submission of regulatory filings, reports, and disclosures Collaborate with operations, risk, and legal teams to address compliance concerns Assist in responding to regulatory inquiries, exams, and audits by gathering required documentation Conduct compliance training sessions and develop educational materials to support awareness across the organization Maintain accurate compliance records, audit documentation, and issue tracking logs Identify opportunities to improve compliance processes and strengthen monitoring efforts Qualifications Bachelor's degree is required 2-4 years of experience in compliance, risk management, or regulatory affairs (financial services preferred) Strong knowledge of financial regulations (SEC, FINRA, and related regulatory bodies) Ability to interpret regulatory guidance and communicate effectively across teams Strong attention to detail, organization, and problem-solving skills Must have MS Excel experience Experience with compliance monitoring and reporting tools preferred About Pinnacle The Pinnacle Groups work hard to pair top talent with great companies. We truly care about your success and your future, which is why we take the time to truly get to know both the employer and employee to make sure it's a good match. We're not just filling a seat, we're building futures. Our service separates us from other staffing firms and has landed us on the Inc. 5000 fastest growing companies list. We currently build futures in Kansas City, Topeka, Wichita, Des Moines, Denver, Omaha, Dallas-Fort Worth, Phoenix, Tucson, Orlando, Jackson, MS and Las Vegas markets. EOE:
Pinnacle provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws. PHX123
