Investment Guideline Compliance Analyst | El Segundo, CA, USA
Job
Apollo Global Management, Inc.
El Segundo, CA (In Person)
Full-Time
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Job Description
Investment Guideline Compliance Analyst Position Overview Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade credit to private equity. For more than three decades, our investing expertise across our fully integrated platform has served the financial return needs of our clients and provided businesses with innovative capital solutions for growth. Through Athene, our retirement services business, we specialize in helping clients achieve financial security by providing a suite of retirement savings products and acting as a solutions provider to institutions. Our patient, creative, and knowledgeable approach to investing aligns our clients, businesses we invest in, our employees, and the communities we impact, to expand opportunity and achieve positive outcomes. As of December 31, 2025, Apollo had approximately $938 billion of assets under management. The Analyst will work closely with junior and senior members of the investment guideline compliance team to implement and monitor investment compliance for CLO platforms, both US and European CLOs, and other Funds and Separate Accounts managed by Apollo. The Analyst will support and gain exposure to all aspects of the investment compliance program, including implementing policies and procedures, setting up and monitoring compliance tests in the firm's trading systems, as well as reporting on and analyzing test results. Primary Responsibilities
- Review CLO Indentures to identify guidelines for concentration limits, eligibility requirements, coverage and collateral quality tests.
- Facilitate set up and maintenance of compliance tests in trading systems to monitor investment guidelines.
- Review CLO investment guideline compliance results generated through trading system.
- Perform ongoing validation checks of investment guideline compliance results.
- Respond to inquiries from traders and portfolio managers related to guideline compliance results.
- Research issues with the fund operations team to validate position and other security-related data.
- Complete reconciliation of investment guideline compliance results included in monthly reports from CLO Trustee.
- Ad-hoc analysis and reporting on a variety of compliance metrics Qualifications & Experience
- Bachelor's degree with an excellent record of academic achievement, preferably in Finance or a related field
- 2-4+ years of relevant compliance experience within a financial services organization
- Experience with CLO investment guideline compliance required.
- Familiarity operating within order management systems, e.g. Everest, Aladdin, thinkFolio, Charlse River, etc.
- Base-level understanding of various financial instruments, including bank loans, corporate bonds, and collateralized loan obligations across a broad range of investment platforms.
- Understanding that work schedule will require partial overlap with New York (EST) business hours.
- Ability to collaborate with colleagues while exercising independent judgment.
- Ability to multitask and prioritize competing demands to meet deadlines.
- Thrives in a fast-paced, dynamic, and collaborative environment.
- Proactive and organized self-starter with a positive attitude, powerful work ethics, and strong attention to detail
- Strong oral and written communication skills
- Advanced Microsoft Excel skills required, experience with utilizing AI tools.
- Experience with Everest and VPM preferred.
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