Compliance Officer

Back To Results Compliance Officer Job Description Perform required compliance functions in coordination with and under the direction of the firm's Chief Compliance Officer and Vice President of Compliance; Review advertising and marketing materials, including but not limited to promotional material, radio, podcast and television review; Play a lead role in building relationships with financial professionals and conduct compliance-training consultations when needed; Research regulations by reviewing insurance and securities rules and regulations; Develop, review, and maintain compliance policies, procedures, and forms; Prepare team analytic reports by collecting, analyzing, and summarizing information; Contribute to the team effort by accomplishing related results and goals as required.

EXPERIENCE

Minimum of two years of financial services industry experience; Insurance licensing required within 90 days. Series 7, 24, 65 or 66 a plus, but not required. Bachelor's degree or equivalent combination of education and work experience; Strong computer skills for managing data, report creation, developing presentations, etc.; and Time management and the ability to handle multiple tasks in a fast-paced environment; Detail oriented, focused on quality in all aspects of your work; Thorough knowledge of life insurance and annuity products; Strong problem-solving and researching skills; Click here to apply online Share This Position Details Location Kennesaw GA Date Posted 12/07/2022 Apply Processing...