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Portfolio Management Compliance Associate
Job
Fisher Investments
Remote
Full-Time
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Job Description
Experteer Overview In this role, you support the Portfolio Management Compliance team and act as a liaison with the Legal and Compliance Department for Fisher's European entities. You help ensure regulatory requirements are met, manage documentation, and support cross-functional projects. You will monitor trade reporting under MiFIR and EMIR and prepare compliance-related reports and meeting materials. This is a hands-on role focused on process improvement, accuracy, and collaboration within a regulated environment.
Compensation / Benefits
- Oversee assigned operational tasks to completion
- Create and develop documentation for the group
- Support growth of the business through projects
- Follow group and firm policies and procedures
- Identify and implement process improvements and solutions
- Route issues to appropriate senior team members
- Handle confidential documents appropriately
- Meet regulatory reporting requirements through established policies
- Monitor trade reporting obligations under MiFIR and EMIR and raise issues as needed
- Complete trade exception reports in a timely manner
- Produce internal trade process adherence reports and escalate flags
- Maintain Fisher European Entities Trading Practices Committees documentation and meeting minutes Tasks
- 1+ years of experience in investment management regulatory compliance (preferred)
- Working knowledge of European regulatory framework, particularly EMIR and MiFID II
- University Degree or equivalent education/experience
- Ability to work independently and in a team
- Strong analytical and problem-solving capabilities to manage shifting priorities
- Excellent oral and written communication skills
- Working knowledge of MS Office and Salesforce (preferable)
- Ability to interface with different departments Key requirements
- 100% paid medical, dental and vision premiums for dependents
- 50% 401(k) match
- 20 days of PTO plus 10 paid holidays
- Family Support programs including Paid Primary Caregiver Leave and fertility/family forming assistance
- back-up child, adult, and elder care
- hybrid work from home option (subject to change)