Investment Analyst

Investment Analyst Whitefish Bay, WI Job Details Full-time $70,000 - $90,000 a year 17 hours ago Benefits Health insurance Dental insurance 401(k) Paid time off Parental leave Vision insurance Qualifications Financial planning Portfolio monitoring Customer communication Trading Customer service Bachelor's degree in finance Writing skills Quantitative financial analysis Bachelor's degree in business Series 66 Research Mid-level Finance Series 7 Investment research Analysis skills Bachelor's degree Data management Attention to detail Securities Industry Essentials Financial services Life & Health Insurance License Business 2 years Communication skills

Full Job Description Firm Description:

Successful financial services team associated with a Fortune 500 company providing financial security for over 150 years. Mosaic Financial Partners offers flexibility, a team philosophy, opportunities for growth, and was recognized as a Best Place to Work by Milwaukee Business Journal.

Position Overview and Key Responsibilities:

o Perform research and analysis to manage investment options. o Provide information and make recommendations to professional staff on managers, advisory service products, investment selection, suitability guidelines, and reporting decisions. o Conduct detailed research and analysis of investment opportunities. o Develop and prepare needs-based analyses or financial plans. o Recommend fund portfolio options based on client needs and industry trends. o Monitor funding of advisory accounts and communicate with clients regarding advisory-related services and products. o Process investment accounts, trades, and private investment paperwork. o Mutual Fund Wholesaler Point of Contact. o Coordinating investment committee meetings. Provide market commentary and economic outlook. o Monitoring capital gains distributions o Ongoing monitoring of securities. o Model management & updating positions. o ALTS paperwork. o Attend client meetings. Including those with joint work partners.

Qualifications:

o Bachelor's Degree in Business, Finance, or related field preferred. o Strong analytical, problem-solving, and communication skills. o Ability to adapt to change and work in a fast-paced environment. o Familiarity with Microsoft applications and web-based data management. o Minimum of 3 years of broker-dealer knowledge and understanding. o Must have Series 7, 66, SIE. o Must get Life and Health licenses before starting.

Experience:

o 2-3 years of financial planning experience in the securities industry o Strong attention to detail, accuracy, and reliability. o Customer service experience, including excellent oral and written communication skills.

Pay:

$70,000.00 - $90,000.00 per year

Benefits:

401(k) Dental insurance Health insurance Paid time off Parental leave Vision insurance Application Question(s): Will you now or in the future require sponsorship for employment visa status (e.g., H‑1B)?

Work Location:

Hybrid remote in Whitefish Bay, WI 53217