Service Advisor - Wealth Management

Service Advisor - Wealth Management Merit Financial Advisors - 3.5 Tulsa, OK Job Details Full-time 22 hours ago Benefits Health savings account Paid holidays Disability insurance Health insurance Flexible spending account Paid time off Vision insurance 401(k) matching Qualifications Customer communication Bachelor's degree Industry knowledge of financial regulations Practicing in the securities industry Full Job Description The Service Advisor is a licensed financial professional responsible for supporting the advisory team in delivering financial planning and investment advice. This role involves direct interaction with clients to implement advisor-directed strategies, prepare financial plans, and provide ongoing service. While this role may not fully own client relationships or new business development, it operates with a degree of independent judgment and applies specialized financial knowledge.

Responsibilities:

Prepare and deliver comprehensive financial plans in collaboration with lead advisors. Implement investment strategies and process account transactions as needed. Serve as a point of contact for existing clients for service-related needs. Analyze client data to identify financial planning opportunities. Ensure timely and accurate execution of client requests. Maintain detailed documentation in CRM and financial planning systems. Stay current with industry regulations, market trends, and product knowledge. Support advisors in client retention and satisfaction initiatives. Please note the role will vary, grow and change and is not limited to the items above Salary +

Benefits:

Competitive, based on experience Medical Insurance Dental/Vision Insurance Life & Personal Accident Insurance Short-term Disability Insurance Long-term Disability Insurance Flexible Spending Account (FSA), Health Savings Account (HSA) or Dependent Care FSA 401(k) Plan with company matching Paid Time Off (PTO) and paid holidays Best Places To Work for Financial Advisors 2018-2024 : Best Places to Work for Financial Advisors 2018, 2019, 2020, 2021, 2022, 2023, and 2024 - Recognized firms were required to be a registered investment advisor (RIA) that has been in business at least one year and having a minimum of 15 full-time/part-time employees. The assessment consisted of a questionnaire on benefits and policies completed by human resources staff along with an engagement & satisfaction survey completed by a minimum of 40% of staff. 50 firms were selected for this award from an undisclosed list of submissions. There was no charge to be included in this award listing. Inc. 5000 2019-2024 : The Wilshire 5000 Total Market Index, which consists of more than 5000 companies, represents virtually all of the capitalization of the entire U.S. stock market. 2024 InvestmentNews RIA Firm of the

Year :

The InvestmentNews Awards team will conduct research and draw on knowledge and information gained through InvestmentNews to support and supplement nominations received. 2024

Forbes Top RIA Firm :

Forbes America's Top RIA Firm's ranking was developed by SHOOK Research. RIA Firm refers to those that are registered directly through the SEC as a registered investment advisor, those that file their form ADV within a corporate umbrella, or recognized practice groups associated with such a firm under a corporate umbrella. Rankings are based on in-person, virtual and telephone due diligence meetings and a ranking algorithm that includes: a measure of each firm's best practices, client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including: assets under management and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. SHOOK's research and rankings provide opinions intended to help investors choose the right financial advisor and firm, and are not indicative of future performance or representative of any one client's experience. Past performance is not an indication of future results. Neither Forbes nor SHOOK Research receive compensation in exchange for placement on the ranking. For more information, please see www.

SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC. 2024 Barron's Top 100

RIA Firm :

Data is verified with the advisors' firms and with regulatory databases in three major categories of calculations: Assets, revenue, and quality of practice. Every advisor will have his or her own approach to investing, financial planning, and other services.

Requirements:

Bachelor's degree in Finance, Business, or related field. Active Series 65 license, Series 66 license, CFP designation, CFA designation, ChFC designation, or CIC designation required. Strong knowledge of financial planning concepts, investments, and regulatory requirements. Excellent communication and client service skills Demonstrate excellent oral, written, and interpersonal communication skills Possess a willingness to learn firm technologies