Pay Growth
?
out of 5
Not enough data
Not enough info to score pay or growth
Senior Regulatory Compliance Analyst Banking Compliance & Risk Management Jobs in Plano,TX,US
Job
W3global
Remote
Full-Time
Review key factors to help you decide if the role fits your goals.
Job Security
?
out of 5
Not enough data
Calculating job security score...
Total Score
94
out of 100
Average of individual scores
Skill Insights
Compare your current skills to what this opportunity needs—we'll show you what you already have and what could strengthen your application.
Job Description
Our client is a well-established and growing financial services organization committed to maintaining the highest standards of regulatory compliance, risk management, and operational excellence. They are seeking an experienced compliance professional to support their banking compliance function and help ensure adherence to regulatory requirements across a growing deposit portfolio. This is an excellent opportunity for a compliance professional who thrives in a highly regulated environment and enjoys partnering with business leaders to identify risks, strengthen controls, and support strategic growth initiatives. Position Summary The Senior Regulatory Compliance Analyst will support the organization's Compliance Management System (CMS) and execute compliance monitoring, testing, and risk assessment activities related to the deposit portfolio. This individual will play a key role in ensuring compliance with applicable banking regulations, identifying potential risks, conducting trend analysis, and supporting regulatory examination readiness. Key Responsibilities Support the day-to-day administration of the Compliance Management System (CMS) for the organization's deposit products and services. Execute ongoing compliance testing , monitoring activities , and periodic compliance self-assessments. Conduct comprehensive compliance risk assessments by identifying regulatory risks, evaluating mitigating controls, and determining overall risk exposure. Analyze customer complaint trends , perform root cause analysis, and develop reporting dashboards, charts, and visualizations to communicate findings. Review business practices, policies, procedures, products, and services to ensure compliance with applicable federal , state , and local banking regulations . Develop and maintain compliance testing and monitoring programs aligned with organizational risk objectives. Identify potential compliance issues and recommend corrective actions, policy enhancements, and process improvements. Prepare detailed compliance documentation, reports, findings, and recommendations for management review. Support regulatory examinations , audits, and compliance reviews. Partner with business stakeholders to support regulatory change management initiatives and compliance-related projects. Maintain compliance policies and procedures to ensure alignment with evolving regulatory requirements. Monitor regulatory developments, industry trends, and emerging compliance risks impacting banking operations. Present compliance findings, risk assessments, and recommendations to management and key stakeholders. Required Qualifications Bachelor's degree in Business , Finance , Accounting , Risk Management , Legal Studies , or a related field. Minimum 5 years of progressive banking regulatory compliance experience . Experience supporting a Compliance Management System (CMS) within a banking environment. Strong knowledge of deposit products and services . Experience with compliance testing , monitoring , and risk assessments . Knowledge of Regulation D , Regulation DD , and related deposit compliance requirements. Strong analytical and investigative skills with the ability to identify trends and compliance risks. Advanced proficiency with Microsoft Excel , Word , and PowerPoint . Excellent written , verbal , and presentation communication skills . Ability to manage multiple priorities and work independently in a fast-paced environment. Preferred Qualifications Experience conducting consumer complaint reviews , trend analysis, and root cause investigations. Familiarity with