Compliance Analyst - Testing
Larson Financial Group, LLC
Saint Louis, MO (In Person)
Full-Time
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Job Description
Job description Larson Financial Group, LLC seeks a Compliance Officer to support the Legal & Regulatory Compliance department within our financial services firm focused on medical professionals. You will oversee compliance programs, monitor regulatory changes, conduct reviews, and advise leadership and Financial Advisors on SEC/FINRA and state regulations. Partnering closely with our client-centric advisory team, you will help ensure ethical practices, mitigate risk, and support compliant delivery of tailored financial strategies to clients nationwide.
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