Compliance Officer | Full-Time

Avadian Credit Union is seeking an experienced Compliance Officer. This individual will ensure the Credit Union's compliance with all applicable laws, regulations, and internal policies. Exercises independent judgment to design and execute a comprehensive, risk focused compliance testing program across all departments. Monitors regulatory developments, assesses emerging compliance risks, and recommends policy and control enhancements to strengthen governance and risk oversight. Provides regulatory guidance impacting business units, products, services, and operations, Supports the administration of the Enterprise Risk Management and Business Continuity programs to ensure effective risk identification, mitigation, and escalation.

Functions & Responsibilities:

Proactively monitor applicable laws and regulations to ensure enterprise wide compliance, identify both existing and emerging risks, and regularly review and revise policies as necessary. Conduct compliance testing, report findings, and ensure timely resolution of findings or risks. Independently manage or implement corrective actions to prevent non-compliance with applicable laws and regulations and to mitigate risk. Serve as a subject matter resource to staff by providing guidance on compliance related regulations, policies, procedures, and other operating rules that may apply. Assist in the development, review, and revision of marketing, forms, agreements, and disclosures to ensure regulatory compliance and to mitigate risk. Support the Credit Union's Enterprise Risk Management program by conducting risk assessments, reporting, control effectiveness, and identifying areas in need of risk mitigation. Maintain knowledge of applicable compliance requirements through ongoing training and professional development. Support the management and maintenance of the business continuity program and assist in the development and implementation of periodic tabletop exercises. Provide support during credit union audits or examinations, as needed. Responsible for following all

BSA/OFAC

policies and procedures. Prompt and regular attendance is required. Perform other duties as assigned.