An Auditor examines records to determine the financial status of a company or organization. Inspects accounts and account books, prepares reports on the accuracy of internal financial records and accounting procedures.
Regulatory Remediation Auditor - Boston, MA at Daley And Associates, LLC. Regulatory Remediation Auditor - Boston, MA at Daley And Associates, LLC. in Milton Village, Massachusetts Posted in 2 days ago.
Type:
full-time
Job Description:
Regulatory Remediation Auditor - Boston, MA We are currently seeking candidates for a Regulatory Remediation Auditor opportunity with a large financial services firm in Boston, MA. The Regulatory Remediation Auditor will support regulatory remediation, audit validation, and assurance activities, working across Audit, Risk, Compliance, and business teams to evaluate controls, documentation, and remediation efforts. The ideal candidate will have 5+ years of experience in regulatory remediation, internal audit, risk management, compliance, or assurance within financial services. This Regulatory Remediation Auditor position is a 6-month contract paying $65-$70/hour, depending on experience. The role requires 4 days per week onsite in Boston, MA. Candidates must be located in the Greater Boston area and willing to work 4 days per week onsite in Boston, MA .
Responsibilities:
As a Regulatory Remediation Auditor, support remediation and assurance efforts related to regulatory findings, audit issues, and supervisory commitments Review controls, supporting documentation, and remediation evidence to identify gaps and assess completeness and consistency Coordinate with remediation owners and cross-functional teams to gather information and prepare materials for audit and regulatory review Assist with remediation validation, issue closure documentation, and governance reporting Draft and refine status updates, remediation responses, and other materials for auditors, regulators, and senior management Perform quality assurance reviews of remediation deliverables and supporting evidence Support broader issue management, control enhancement, risk governance, and assurance initiatives
Qualifications:
5+ years of experience in regulatory remediation, internal audit, risk management, compliance, or assurance within financial services Experience supporting regulatory examinations, supervisory findings, audit remediation, or regulatory commitments within banking, asset management, or a related financial institution Strong understanding of risk and control frameworks, issue management, remediation processes, and governance Experience reviewing controls, documentation, and supporting evidence for accuracy, completeness, and potential risk Familiarity with European Central Bank (ECB) requirements, supervisory measures, or European financial regulation is highly preferred Strong project coordination skills with experience managing multiple workstreams and cross-functional stakeholders Advanced proficiency with Microsoft Excel, PowerPoint, and Word; experience with audit, risk, or issue-management systems is a plus Bachelor's degree in Finance, Accounting, Business, Risk Management, or a related field preferred Strong written and verbal communication skills, including experience preparing materials for senior leaders, auditors, or regulatory stakeholders For immediate consideration, interested and qualified candidates should send their resume to Jackson at jnichols@daleyaa.com
