Senior Compliance Group Manager - Fair Banking Compliance

at TD Bank in

Portland, Maine, United States Job Description Work Location:

New York, New York, United States of America Hours:

40

Pay Details:

$148,720

• $240,240 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues.

Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

Compliance Job Description:

Why Work with Us? At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact

• both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program
• it's about creating a culture of compliance that will cascade throughout the organization. Department Overview Reporting to the Director of Fair Banking Compliance, the role for a Senior Compliance Group Manager
• Fair Banking Compliance is a high-level strategic design position that is expected to act with a level of authority, autonomy and experience to direct internal team members and/or business line management regarding enterprise compliance activities and mitigating fair banking compliance risk.

The type of compliance experience required is in addition to the knowledge of traditional "technical" regulation support and CMS expectations. This role is heavily focused on governance activities, meeting deadlines, and supports several areas across the fair banking compliance team and initiatives owned by other Directors. The above details are specific to the role which is outlined in the Job summary below. Please review Desired Skills and Experience as you are considering this role.

Job Summary:

The Senior Compliance Group Manager oversees assigned compliance functions for the Company and supports the development, implementation, and maintenance of a regulatory compliance program through compliance activities across various lines of business, banking offices, and operating departments. This job manages compliance aspects of the applicable laws and regulations having a significant impact on the operations or strategy of the Company. The job interacts with senior management in assigned areas, developing, revising, and implementing policies and procedures to ensure compliance with applicable laws and regulations. The Senior Compliance Group Manager employs various software applications and desktop tools to consolidate reported data and analyze information to detect potential compliance issues and concerns. The Senior Compliance Group Manager manages assigned compliance managers and/or specialists (as applicable) by coordinating activities and providing coaching and counseling as needed. This job participates in annual risk assessment process for development of department monitoring plan and participates in routine monitoring plan meetings. The Senior Compliance Group Manager supports the Chief Compliance Officer ( CCO ) in ensuring the Bank's compliance with all applicable federal rules and regulations.

Depth & Scope:

+ Serves as Compliance owner or resource on projects involving most critical and complex laws and regulations that have a significant impact on the operations or strategy of the Company + Oversees the development of internal processes to identify and manage compliance risks + Leads department strategic planning process to achieve goals + Manages the review of trend analyses of RIMS , Implementation, and self monitoring reports for assigned teams to ensure department standards are met + Oversees the planning, creation and maintenance of Corporate compliance database(s) to collect, manage and report information required by management + Directs the performance of specialized programming tasks requiring technical proficiency in such areas as database programming languages, process automation, and HTML programming + Oversees the testing and implementation of new department databases and major database enhancements + Oversees the resolution of compliance-related problems encountered by various areas of the Company as related to the most critical laws and regulations + Represents Department or Chairs various Company Committees to address activities that are impacted by compliance laws and regulations + Final approver of RIMS and implementation documentation (except BLMs) + Directs the review of conversion/merger issues and develops any notices and/or disclosures necessitated by the conversion/merger + Coordinates budget planning with CCO + Speaks at relevant conference forums + Appoints designee to bank acquisition due diligence efforts + Oversees the development of staff to support departmental succession planning

Education & Experience:

+ Undergraduate degree or equivalent work experience + 10+ years of experience

Desired Skills & Experience:

+ 10+ years of compliance experience within a GSIB , large financial institution, or regulatory environment + Prior fair banking experience and integration with the Compliance Management System + Strong understanding of FRB and OCC regulations and their application across diverse businesses and products + Proven people leader with experience building, developing, and retaining high-performing teams through effective performance management + Demonstrated ability to foster a strong compliance risk culture and role-model expected risk behaviors + Experience setting strategic direction, leading complex functions, and collaborating to execute common goals + Ability to facilitate strategic discussions and provide clear, concise thought leadership to executive audiences + CRCM preferred + JD preferred

Physical Requirements:

Never:

0%;

Occasional:

1-33%;

Frequent:

34-66%;

Continuous:

67-100% + Domestic Travel

• Occasional + International Travel
• Never + Performing sedentary work
• Continuous + Performing multiple tasks
• Continuous + Operating standard office equipment
• Continuous + Responding quickly to sounds
• Occasional + Sitting
• Continuous + Standing
• Occasional + Walking
• Occasional + Moving safely in confined spaces
• Occasional + Lifting/Carrying (under 25 lbs.)
• Occasional + Lifting/Carrying (over 25 lbs.)
• Never + Squatting
• Occasional + Bending
• Occasional + Kneeling
• Never + Crawling
• Never + Climbing
• Never + Reaching overhead
• Never + Reaching forward
• Occasional + Pushing
• Never + Pulling
• Never + Twisting
• Never + Concentrating for long periods of time
• Continuous + Applying common sense to deal with problems involving standardized situations
• Continuous + Reading, writing and comprehending instructions
• Continuous + Adding, subtracting, multiplying and dividing
• Continuous The above statements are intended to describe the general nature and level of work being performed by people assigned to this job.

They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes. \#

LI-AMCBCorporate Who We Are:

TD is one of the world's leading global financial To view full details and how to apply, please login or create a Job Seeker account