Sr. Compliance Analyst
Job
Robert Half
San Francisco, CA (In Person)
Full-Time
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Job Description
Description We are looking for a Sr. Compliance Analyst to support regulatory oversight for financial product marketing activities in San Francisco, California. This Long-term Contract position focuses on reviewing materials and practices for alignment with federal banking and financial compliance standards while partnering closely with marketing and business stakeholders. The ideal candidate brings strong experience interpreting regulatory expectations, identifying risk, and helping teams maintain compliant processes in a fast-paced environment.
Responsibilities:
- Review marketing content and related financial product materials to ensure compliance with applicable federal regulations and internal policy standards.
- Partner with marketing and cross-functional teams to provide guidance before launch, helping reduce regulatory risk across campaigns and customer-facing communications.
- Evaluate business activities for potential compliance concerns involving banking regulations, anti-money laundering controls, and Bank Secrecy Act obligations.
- Conduct compliance assessments and document findings, recommendations, and required follow-up actions for stakeholders and leadership.
- Analyze regulatory requirements tied to financial products and translate them into practical review criteria for day-to-day business use.
- Use Excel formulas and reporting tools to organize review results, track issues, and support compliance monitoring activities.
- Collaborate with underwriting, risk, and operational teams when questions arise related to loan products or regulated marketing practices.
- Escalate high-risk items promptly and contribute to remediation efforts to strengthen controls and improve review quality.
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