Sr. Compliance Analyst

A regional banking institution is seeking an Interim Compliance Manager / Officer to provide focused, project‑based support across

BSA/AML, OCC

remediation, and CRA readiness. This role is critical to addressing regulatory backlogs, strengthening controls following recent OCC findings, and preparing for an upcoming CRA evaluation scheduled for June.

The ideal candidate is a hands‑on compliance professional with prior banking experience who can quickly step in, assess gaps, execute remediation work, and support regulatory readiness in a fast‑paced environment.

WKey Responsibilities

BSA / AML

SupportAssist with remediation of a backlog of BSA customer reviews, with emphasis on high‑risk, high‑dollar clients from the prior yearInput, update, and validate customer and risk data within the bank's newly implemented Verafin systemEnsure completeness, accuracy, and audit‑ready documentation across BSA client profilesRegulatory Remediation (OCC)Review recent OCC findings and recommend interim compliance controlsImplement control enhancements to address gaps identified by regulatorsSupport management in preparing for the next OCC examination within 4-6 monthsCRA ReadinessBuild out and document current CRA processes and internal controlsEnsure CRA activities and controls are properly logged and supported in the client CRA workbookPrepare documentation and materials for the June CRA reviewAudit & Compliance SupportProvide ad hoc clerical and operational support for audit and compliance initiatives as neededAssist with documentation requests, internal testing, regulatory follow‑ups, and ongoing compliance needs