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Investment Compliance Reporting Analyst
Career Insights for Compliance Officer / Analyst
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What they do
A Compliance Officer or Analyst monitors internal compliance with company policies and also company compliance with local, state and federal laws. Reviews company documents, including contracts and marketing materials; communicates with employees and develops training and internal policy materials.
$84,781 / year median in Massachusetts
+6% projected growth
Job Description
Investment Compliance Reporting Analyst at Daley And Associates, LLC. Investment Compliance Reporting Analyst at Daley And Associates, LLC. in Milton Village, Massachusetts Posted in about 2 hours ago.
Type:
full-time Investment Compliance Reporting Analyst We are currently seeking candidates for an Investment Compliance Reporting Analyst at a global asset management co. located in Downtown Boston, MA, 02110. The ideal candidate will have 1-2 years of fund operations, fund accounting or fund compliance experience. Exposure to equities, fixed income and derivatives is required. This is a temporary role (6-12 months) and will pay between $32.00-$42.00 per hour (based on relative work experience) within a 40-hour work week. 3 days on-site per week. Starts September 28th, 2026.
PRINCIPAL RESPONSIBILITIES
Assist in monitoring client guidelines and client reporting shareholder disclosures. Update compliance systems. Assist with the preparation of monthly compliance reports. Assist with the updating and reviewing of all compliance testing for any changes to current investment objectives and policies.
JOB REQUIREMENTS
Bachelor's degree is required 1-2 years of fund operations, fund accounting or fund compliance experience Exposure to equities, fixed income and derivatives is required Must be thorough, detail-oriented, persistent, self-motivated, and able to function with a high degree of independence and accuracy. Must be able to work on multiple projects while meeting competing deadlines. Demonstrated ability to work effectively with employees and outside parties at all organizational levels. Proficient with MS Office Suite, particularly Excel, Word and PowerPoint For immediate consideration, interested and qualified candidates please email updated resume in a Word document to hgorman@daleyaa.com.