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Executive Alliance

Compliance Specialist

Career Insights for Compliance Officer / Analyst

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What they do

A Compliance Officer or Analyst monitors internal compliance with company policies and also company compliance with local, state and federal laws. Reviews company documents, including contracts and marketing materials; communicates with employees and develops training and internal policy materials.

$83,679 / year median in the U.S.

-3% projected decline

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Job Description

Our client is seeking a detail-oriented Compliance Specialist to support and maintain compliance programs within their collections law firm. The ideal candidate will have prior compliance and auditing experience, with preference given to individuals who have worked in the accounts receivable management or collections industry. This position can also be worked remotely. Key Responsibilities Perform routine compliance audits of collection activities, accounts, and internal processes. Monitor adherence to company policies and applicable federal, state, and client regulations. Identify compliance risks and recommend corrective actions to management. Review documentation, communications, and procedures to ensure regulatory compliance. Assist with internal and external audits, client reviews, and regulatory examinations. Maintain accurate compliance records, audit findings, and reporting documentation. Work with management to implement process improvements and corrective action plans. Stay current on changes to applicable laws and industry regulations. Qualifications Previous experience in a compliance, audit, or quality assurance role. Prior experience in a collections agency, collections law firm, or accounts receivable management environment strongly preferred. Working knowledge of applicable collection laws and regulations, including the FDCPA and other consumer protection requirements. Strong analytical, organizational, and problem-solving skills. Excellent attention to detail and ability to communicate findings effectively. Proficiency with Microsoft Office and the ability to learn compliance #LI-JW1 #IND2