The Compliance/ Supervision Assistant will work closely with Paulson's Supervision and Compliance Departments in the supervision of the investment activity of the firm's registered representatives. The Compliance/ Supervision Assistant role is ideal for candidates that have limited industry experience. In this role you will support Compliance and Supervision Principals and assist the Firm in maintaining strong compliance standards and managing supervisory risk. Essential Responsibilities

• Provide cross-functional support to the Compliance and Supervision team members.
• Perform Compliance and Supervision projects and tasks as assigned. Required Skills/Experience
• Basic knowledge of financial markets and investment products, and ability and willingness to expand knowledge, including Firm policies and industry regulations.
• Series 7 license is preferred, and ability to obtain the Series 14 license within 3 months, and the Series 24 license within 6 months.
• Strong attention to detail and organizational skills.
• Ability to identify, analyze, and solve problems with sound judgement.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, or disability status. PIC is an equal opportunity employer Minorities/Females/People with Disabilities/Protected Veterans/Sexual Orientation/Gender Identity.

Job Type:

Full-time Pay:

$50,000.00 - $60,000.00 per year

Benefits:

401(k) Dental insurance Health insurance Paid time off Vision insurance

Education:

Bachelor's (Preferred)

Work Location:

In person