Years Preferred Physical Requirements Physical Requirements:

Sedentary Work Career Level 7IC The Enterprise Senior Associate supports the planning for enterprise compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and to prevent illegal, unethical, or improper business practices within the organization. Under limited supervision, this job is to complete Compliance tasks as assigned by Compliance Team leadership, documenting compliance activities and tracking to completion. Key Responsibilities and Duties Prepares work to support compliance work and updates electronic tool/system with current status to ensure open issues are properly tracked through to closure. Completes assigned compliance tasks and projects at the direction of the Compliance Team leadership Communicates as needed with users to inquire about data needed (account statements, reasons for compliance breaches, etc.) to complete tasks Utilizes Excel as well as StarCompliance and reports for completion of tasks and tracking individual items to completion. References multiple policies - Codes of Ethics and Personal Trading Policies - for a variety of businesses within TIAA to understand requirements based on specific business units and users. Responds to general inquiries from shared mailbox based on specific Codes of Ethics and Personal Trading Policies of each user. Educational Requirements University (Degree) Preferred Work Experience 3+ Years Required; 5+ Years Preferred Proficient in Excel including basic formulas (e.g. vlookup)

Physical Requirements Physical Requirements:

Sedentary Work Career Level 7

IC Related Skills Adaptability, Automation, Business Acumen, Compliance Program Management, Critical Thinking, Detail-Oriented, Due Diligence, Influence, Innovation, Relationship Management, Risk Monitoring, Strategic Thinking Start Date:

07-Sep-2026

End Date:

31-Dec-2026

Travel Required:

No Anticipated Posting End Date:

2026-08-18

Base Pay Range:

$36.73/hr - $53.12/hr Actual base salary may vary based upon, but not limited to, relevant experience, time in role, base salary of internal peers, prior performance, business sector, and geographic location. _____________________________________________________________________________________________________ Equal Opportunity We are an Equal Opportunity Employer. TIAA does not discriminate against any candidate or employee on the basis of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other legally protected status. Our full EEO & Non-Discrimination statement is on our , and you can read more about your rights and view government notices . Accessibility Support TIAA offers support for those who need assistance with our online application process to provide an equal employment opportunity to all job seekers, including individuals with disabilities. If you are a U.S. applicant and desire a reasonable accommodation to complete a job application please use one of the below options to contact our accessibility support team:

Phone:

Email:

Drug and Smoking Policy TIAA maintains a drug-free and smoke/free workplace. Privacy Notices For Applicants of TIAA, Nuveen and Affiliates residing in US (other than California), click . For Applicants of TIAA, Nuveen and Affiliates residing in California, please click . For Applicants of TIAA Global Capabilities, click . 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