Licensed Financial Services Assistant Series 6 7 or 66

Job Description Job Description Join a growing, relationship-focused financial practice in Penfield, NY seeking a licensed Financial Services Assistant. This is an ideal opportunity for a licensed professional who enjoys helping clients and growing in financial services without a commission-driven or quota-heavy sales environment. We're looking for someone professional, organized, personable, and ready to grow with a close-knit team.

What You'll Do:

Support financial advisors with daily operations and client service Assist with account maintenance, transfers, paperwork, and processing Communicate with clients by phone, email, and in person Prepare reports, meeting materials, and follow-up items Maintain accurate records and compliance documentation Manage workflows using CRM and financial platforms Participate in client review meetings Grow into expanded client-facing responsibilities over time Contribute to client communication and marketing initiatives

• What We're Looking For:

• Active Series 6, 7, or 66 license (or close to obtaining) Strong communication and relationship-building skills Organized, detail-oriented, and dependable Comfortable with technology and learning new systems Positive attitude and team-first mindset Desire to grow long-term in financial services

• Preferred Experience:

• Financial services, wealth management, banking, or insurance background Experience with LPL Financial ClientWorks or similar platforms Prior client-facing support experience

• Compensation:

• $60,000 - $80,000 based on experience Growth opportunities within the firm Stable long-term career path Medical allowance Retirement plan All holidays off when markets are closed Paid vacation

• Why Join Us:

• Supportive team environment High client interaction No cold calling or sales quotas Career growth potential Strong office culture Opportunity to expand responsibilities over time Become part of a supportive work family where people genuinely help one another succeed Opportunity to expand into client-facing communication, marketing, and participation in the firm's established radio show for those interested