A Financial Planner or Investment Consultant advises clients on financial plans and investment strategies. Discusses the client's financial objectives, focusing on investment options and products. May be licensed to buy and sell financial products such as stocks and bonds.
3+ years of Financial Planning experience; current book of business preferred; Series 7 license strongly preferred. About the Opportunity PrideStaff has partnered with a premier, highly respected financial advisory practice in the Dayton, OH area to recruit a growth-minded, client-focused Associate Financial Advisor . Our client is an established wealth management practice backed by the resources of a leading national financial brand. Built on a heritage of personalized advice, their team delivers future-focused financial solutions—spanning comprehensive wealth planning, investment management, tax strategies, and retirement protection—to help clients achieve long-term peace of mind. If you are an energetic financial professional passionate about building meaningful client relationships, delivering tailored financial plans, and growing your career alongside experienced industry leaders, we want to hear from you! Associate Financial Planner -
Key Responsibilities Client Financial Planning:
Assist senior advisors in preparing, presenting, and implementing comprehensive financial plans tailored to client goals.
Relationship Management:
Serve as a primary point of contact for ongoing client inquiries, account reviews, and financial strategy updates.
Portfolio & Account Analysis:
Conduct investment and insurance research, evaluate portfolio allocations, and prepare customized review materials.
Business Development & Team Growth:
Identify planning opportunities within existing client relationships and participate in practice growth initiatives.
Compliance & Documentation:
Ensure all recommendations, trade executions, and client records strictly adhere to FINRA, SEC, and firm compliance guidelines. Associate Financial Planner -
Qualifications & Skills Education:
Bachelor's degree in Finance, Economics, Business, or related field.
Licensing:
Active FINRA Series 7 and Series 66 (or Series 63/65) preferred (or ability to obtain within an agreed timeframe). State Life, Accident & Health Insurance license is a plus.
Designations:
CFP® designation (or active pursuit of CFP® certification) is highly desirable.
Experience:
2-5+ years of experience in wealth management, financial planning, or investment advisory services.
Core Competencies:
Strong knowledge of financial planning software (e.g., eMoney, MoneyGuidePro, NaviPlan). High emotional intelligence with exceptional written and verbal communication skills. Meticulous attention to detail and strong analytical problem-solving skills. Associate Financial Planner -
What We Offer Competitive Compensation Incentive Bonus Structure:
Performance and team-growth bonuses.
Professional Growth:
Financial support for ongoing professional development, credentials (CFP®), and licensing exams.
Culture:
A collaborative, mentorship-driven team environment with a strong commitment to client satisfaction and community impact. How to Apply Confidentiality is assured. Interested candidates should submit their resume directly through PrideStaff Dayton or contact our recruiting team to schedule a preliminary conversation. PrideStaff is an Equal Opportunity Employer. PrideStaff Company Overview PrideStaff wants you to succeed! We have dedicated consultants who provide employment market insights and resources! We offer the support you need along the way. Over the years, we have helped thousands of people find outstanding career growth opportunities. At PrideStaff, we truly value people, and we are dedicated to getting to know you and advocating on your behalf with our network of employers from across the country. Our Recruiters will help guide you with career tools and resources.
