Junior Financial Advisor (Associate Financial Advisor)

Junior Financial Advisor (Associate Financial Advisor) (OOJ - 45150) NPAworldwide Recruitment Network update Last updated: Apr/29/2026 Job Description Junior Financial Advisor (Associate Financial Advisor) Wealth Management Firm New Berlin, WI Please note: Client Service Associates with long-term aspirations to become Financial Advisors are encouraged to apply This is not a sales, business development, or prospecting role. The focus is on servicing existing accounts Our client is a well-established wealth management firm seeking a Junior Financial Advisor to support senior advisors and deliver financial planning and investment services to high-net-worth and mass-affluent clients. This is an excellent opportunity for an early-career advisor to gain hands-on experience, develop technical and client-facing skills, and grow into a lead advisory role over time within a collaborative, team-oriented environment. Key Responsibilities for the

Junior Financial Advisor:

• Support senior advisors in delivering comprehensive financial planning and investment advice to clients
• Assist in the preparation and implementation of financial plans, including retirement, tax, estate, education, and risk management strategies
• Help monitor and manage client investment portfolios in alignment with client goals and risk tolerance
• Participate in client meetings, prepare materials, and follow up on action items
• Conduct research and analysis to support planning recommendations and portfolio decisions
• Build foundational client relationships through proactive communication and service support
• Collaborate with internal teams and external professionals, including CPAs and attorneys, as needed
• Maintain accurate client records and ensure compliance with firm policies and regulatory requirements
• Support ongoing client service needs and contribute to a high-quality client experience

Qualifications:

Qualifications for the

Junior Financial Advisor:

• Bachelor's degree in finance, economics, business, or a related field
• 1 to 3 years of experience in wealth management in a client-facing role
• Series 65 license, or the ability to obtain within a specified timeframe
• Passion for helping clients, with an outgoing personality and the ability to build rapport and trust
• Strong analytical, organizational, and communication skills
• High attention to detail with a strong client service orientation
• Ability to learn quickly in a fast-paced advisory environment

Preferred Qualifications:

• CFP track or interest in pursuing the CFP designation
• Proficiency with Microsoft Excel and financial planning software such as MoneyGuidePro, Tamarac, Junxure, and Redtail
• Tax planning knowledge is a plus

What Our Client Offers:

• Outstanding opportunity for long-term career advancement within a well-established, thriving firm with strong leadership and consistent organic growth
• Comprehensive benefits program including medical, dental, and vision insurance
• 401(k) with employer match
• Generous paid time off and maternity or paternity leave
• Health savings account and flexible spending account
• Life insurance and employee assistance program
• Professional development assistance and mentorship opportunities
• Strong opportunities for advancement and career growth
• Collaborative, team-oriented environment Why is This a

Great Opportunity :

About the

Culture:

Our client fosters a challenging and stimulating environment where professionals are supported in their growth and development. The firm promotes a collaborative, team-oriented culture, values diverse perspectives, and emphasizes a strong balance between professional success and personal well-being.

Visa sponsorship provided:

No

Location:

New Berlin, WI, Wisconsin, USA

Remote Status:

No Remote

Pay Type:

Annual Salary

Occupational Categories:

Accounting/ Financial Services/ Investing Industry(ies): Banking / Lending/ Financial Services