Operational Risk Associate

Operational Risk Associate

DTCC 4.8

( ) Coppell, TX on company site Why you should apply for a job to

DTCC :

Ranked as one of the 4.8/5 in overall job satisfaction 4.9/5 in supportive management 95% say women are treated fairly and equally to men 98% would recommend this company to other women 100% say the CEO supports gender diversity Ratings are based on anonymous reviews by Fairygodboss members. See all reviews 100% rating on the Corporate Equality Index and was recognized as one of the Best Places to Work for LGBTQ Equality. Flexible + Hybrid work options available Corporate Social Responsibility initiative focuses on charitable giving and volunteerism. # 213423 Position summary tional well-being. DTCC offers a flexible/hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays and a third day unique to each team or employee). The Impact you will have in this role : Operational Risk and Resilience, ORR establishes protocols for analyzing, reporting, escalating, and mitigating operational risks. Ops Risk works with business unit management and support functions to help them manage their operational risk exposures. Operation Risk establishes protocols for analyzing, reporting, escalating, and mitigating operational risks. Operational Risk works with management and support functions to help them manage their operational risk exposures.

Your Primary Responsibilities :

Perform QC and management control testing on Financial and Operational Risk reports, verifying accuracy and consistency with DTCC policies and procedures.

Execute testing procedures:

define strategy, select samples, document results, produce reports, track remediation, escalate issues, and conduct ongoing program assessments. Conduct quality assurance reviews for surveillance processes and targeted ad hoc reviews, recommending process improvements. Validate controls and reports, reconciling discrepancies with control owners and management. Produce and maintain reporting and metrics for both internal and external stakeholders. Analyze, interpret, and present data to internal team. Recommend suggestions for improvements. Possess strong knowledge of processes across functional areas within the team. Provides training and guidance to more junior staff. Build and maintain strong relationships with internal and external stakeholders. Facilitate operational risk activities and collaborate to enhance processes. Demonstrate effective written and verbal communication skills, active engagement in meetings and thought leadership. Provide guidance to internal stakeholders on processes and address issues and inquiries timely. Aligns risk and control processes into day-to-day responsibilities to monitor and mitigate risk; escalates appropriately •

NOTE:

The Primary Responsibilities of this role are not limited to the details above. •

Qualifications:

Minimum of 3 years of related experience Bachelor's degree preferred or equivalent experience Knowledge of market and operational risk standards Talents Needed for

Success:

Strong analytical, critical thinking, and problem-solving skills with keen attention to detail. Excellent presentation, verbal, and written communication skills. Commitment to honesty, transparency, and continuous learning. Collaborative approach and open communication within and across teams. The salary range is indicative for roles at the same level within DTCC across all US locations. Actual salary is determined based on the role, location, individual experience, skills, and other considerations. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation . About Us With over 50 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From 20 locations around the world, DTCC, through its subsidiaries, automates, centralizes, and standardizes the processing of financial transactions, mitigating risk, increasing transparency, enhancing performance and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm innovates purposefully, simplifying the complexities of clearing, settlement, asset servicing, transaction processing, trade reporting and data services across asset classes, bringing enhanced resilience and soundness to existing financial markets while advancing the digital asset ecosystem. In 2024, DTCC's subsidiaries processed securities transactions valued at U.S. $3.7 quadrillion and its depository subsidiary provided custody and asset servicing for securities issues from over 150 countries and territories valued at U.S. $99 trillion. DTCC's Global Trade Repository service, through locally registered, licensed, or approved trade repositories, processes more than 25 billion messages annually. To learn more, please visit us at https://www.dtcc.com or connect with us on LinkedIn , X , YouTube , Facebook and Instagram . DTCC proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you'll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It's the chance to make a difference at a company that's truly one of a kind. Learn more about Clearance and Settlement by clicking here . About the Team Our Risk Management teams work to protect the safety and soundness of our systems and are responsible for identifying, managing, measuring and mitigating a spectrum of key risk types including credit, market, liquidity, systemic, operational and technology in all existing and new products, activities, processes and systems. Why you should apply for a job to

DTCC :

Ranked as one of the 4.8/5 in overall job satisfaction 4.9/5 in supportive management 95% say women are treated fairly and equally to men 98% would recommend this company to other women 100% say the CEO supports gender diversity Ratings are based on anonymous reviews by Fairygodboss members. See all reviews 100% rating on the Corporate Equality Index and was recognized as one of the Best Places to Work for LGBTQ Equality. Flexible + Hybrid work options available Corporate Social Responsibility initiative focuses on charitable giving and volunteerism.