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Senior Audit Manager, Wealth Management at Swoon Senior Audit Manager, Wealth Management at Swoon in River Grove, Illinois Posted in about 13 hours ago.

Type:

full-time We're looking for an experienced Senior Audit Manager to join a Private Wealth Audit team supporting a leading financial services organization. This is a great opportunity for a senior audit professional who understands the complexities of wealth management, investment advisory, trust/fiduciary activities, and personal banking and can provide strategic risk insight to senior stakeholders. ???? What you'll do:

• Lead complex, risk-based internal audit engagements across the Private Wealth portfolio
• Develop audit scope, risk assessments, project plans, resources, timelines, and deliverables
• Assess emerging business and regulatory risks and translate them into effective audit coverage
• Review audit findings and reports and communicate recommendations to senior management
• Build strong relationships with business leaders and provide practical risk and control guidance
• Lead, coach, and mentor audit professionals while maintaining high-quality audit standards ???? What we're looking for:
• Extensive progressive internal audit experience
• Experience within a large U.S. bank, wealth management firm, trust company, or Registered Investment Advisor (RIA)
• Strong knowledge of investment, advisory, wealth management, trust, and fiduciary risks and controls
• Bachelor's degree in Accounting, Finance, or a related field
• Strong executive communication, relationship management, and project leadership skills
• CFA, CFIRS, CPA, CIA, or relevant securities licenses are a plus Interested or know of anyone who is?

Apply today!