Find & Apply For Brokerage Clerk Jobs in Warwick, Rhode Island

As a Wealth Operations Associate, you will be integral to delivering exceptional service and support to clients. Working closely with our investment advisors, your responsibilities will include: Supporting various compliance tasks, including maintaining and updating policies and procedure guides, renewing licenses, and working with our external compliance consultant Processing account openings Meeting with clients for signatures Working with custodians on rollover requests and paperwork Processing equity and mutual fund trades, block trades, and trade reconciliations Processing advisory fees and conducting audits Updating activity logs and reports Maintaining client accounts (name changes, beneficiary updates, etc.) Monitoring Required Minimum Distributions (RMDs) Knowledge, Skills & Abilities Associate's degree or equivalent work experience required Series 7 license preferred Detail-oriented with a strong sense of urgency Prior experience in a trust department, investment firm, brokerage firm, community bank, financial services company, or similar professional environment involving customer-facing administrative work preferred Advanced proficiency in Microsoft Outlook, Word, and Excel; CRM experience preferred Skilled in handling customer inquiries and requests Strong verbal and written communication skills

Pay:

$70,000.00 - $85,000.00 per year

Benefits:

401(k) matching Dental insurance Flexible spending account Health insurance

Work Location:

In person