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Now viewing: Compliance Associate
CG
Cardea Group
Compliance Associate
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Job Description
Compliance Associate at Cardea Group Compliance Associate at Cardea Group in Port Chester, New York Posted in 1 day ago.
Type:
full-time Compliance Associate (Greenwich, CT): A leading alternatives investment firm that invests across hedge, private equity, credit is hiring a Compliance professional to support the Chief Compliance Officer & General Counsel as well as Chief Operating Officer across primarily compliance as well as operational workflows. This is a hands-on role with broad exposure, ideal for a junior-mid professional who genuinely wants to build a career in investment management compliance and work in a close knit, collaborative team.
Key Points:
Partner with the CCO/GC on day-to-day compliance program tasks: regulatory filings, ComplySci administration, employee trading/Code of Ethics, restricted list and expert-network compliance. Maintain the compliance calendar; review marketing materials; help prepare/submit periodic filings (e.g., Form ADV and related items). Assist with account openings/updates and other onboarding tasks. Support operational/admin needs across investor relations, marketing, office management, and HR as needed. (As bandwidth allows) help with confidentiality agreements, basic entity/Account setup paperwork, and KYC/AML coordination.
Qualifications:
3-5 years of relevant experience working in compliance at a fund/administrator, compliance consultant or paralegal in house or at a law firm. Eager to be hands-on and continue to learn. Demonstrated interest in compliance Strong organization, follow-through, and judgment; comfortable with occasional late hours around deadlines. JD a plus but not required. Paralegals transitioning into compliance are encouraged to apply. Familiarity with ComplySci or similar tools is a plus.
Compensation:
$120-150k base + bonus Job Reference #9755039