Find & Apply For Securities / Commodities Trader Jobs in Salt Lake City, Utah

Agency Trader (Series 7 & 63 Required) We are seeking a motivated and detail-oriented Agency Trader to join our growing trading team. The successful candidate will be responsible for executing agency equity transactions on behalf of institutional and retail clients, ensuring best execution, maintaining regulatory compliance, and providing exceptional service to internal and external stakeholders. Key Responsibilities Execute equity and ETF trades on behalf of clients in accordance with regulatory requirements and firm policies. Monitor market activity and trading conditions to facilitate efficient order execution. Communicate with clients, representatives, market makers, and counterparties regarding trade execution and market conditions. Ensure accurate trade entry, allocation, and settlement coordination. Assist with trade error resolution and operational issue management. Maintain compliance with SEC, FINRA, and firm trading policies and procedures. Support branch offices and financial professionals with trading-related inquiries. Collaborate with Operations, Compliance, and Risk Management teams to ensure seamless trade processing.

QualificationsRequired:

FINRA Series 7 license FINRA Series 63 license Minimum 1-3 years of brokerage, trading, or securities industry experience Strong understanding of equity markets, market structure, and trade execution Excellent communication and client service skills Strong attention to detail and ability to work in a fast-paced environment

Preferred:

FINRA Series 55 or Series 57 license Experience with agency trading and order management systems Familiarity with equity market making, execution venues, and regulatory reporting requirements Skills & Competencies Strong analytical and problem-solving abilities Ability to make sound decisions under pressure Excellent organizational and multitasking skills Proficiency with trading platforms and Microsoft Office applications Strong understanding of FINRA and SEC rules governing equity trading Benefits Competitive compensation package Health, dental, and vision insurance 401(k) with company match Paid time off and holidays Professional development and licensing support Collaborative and growth-oriented work environment

To Apply:

Qualified candidates should submit their resume and relevant licensing information for consideration.

Equal Opportunity Employer:

We are committed to creating an inclusive workplace and welcome applicants from all backgrounds and experiences.

Experience:

Compliance management: 1 year (Preferred)

Work Location:

In person