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UB
U.S. Bank National Association
Wealth Management Client Associate
Career Insights for Brokerage Clerk
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Based on Oregon data
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What they do
A Brokerage Clerk works on behalf of clients at a stock exchange. Delivers orders to securities brokers, checks final orders and keeps a record of transactions; delivers securities, distributes dividends and provides tax calculations for clients.
$79,830 / year median in Oregon
-2% projected decline
Job Description
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One. Job Description Job Description Provides sales, processing, operational, administrative and customer service support to Financial Advisors of U.S. Bancorp Advisors. Performs administrative support duties to assist Financial Advisors such as: making and tracking appointments, preparing investment proposals/reviews/routine correspondence, organizing paper flow in adherence to the firm's record-keeping requirements, maintaining client files and supplies, answering phones, opening and disseminating mail. Assists in business development at the direction of the Financial Advisors such as: meeting with existing or new prospects, contacting existing client base to review current relationship, planning and coordinating marketing campaigns/business development seminars and meeting with internal departments to discuss joint business initiatives. Basic Qualifications High school diploma or equivalent (Bachelor's degree preferred) Two to four years of investment industry experience preferred To be eligible for business incentives, must have FINRA SIE, Series 6 or 7, 63 registrations and life, variable life, health and disability insurance licenses SIE at a minimum preferred Preferred Skills/Experience Experience with the policies, processes and procedures of the brokerage industry, FINRA and SEC regulatory standards and all applicable regulatory bodies, ensuring regulatory standards are met Ability to contact and profile existing clients, leads, and prospects Prior sales and service experience relating to Brokerage and Investment Advisory business is preferred Proven understanding of operations, policies, procedures, regulations and compliance requirements Strong analytical skills with an emphasis on detail Ability to handle multiple assignments simultaneously and work with deadlines while maintaining accuracy Effective communication and organizational skills necessary for day to day relationship management with both internal and external clients and partners Proficient with Microsoft Office applications and demonstrates capacity to quickly adapt to proprietary software If there's anything we can do to accommodate a disability during any portion of the application or hiring process, please refer to our disability accommodations for applicants.