Job Overview We are seeking a dynamic and detail-oriented Compliance Manager to lead our regulatory compliance initiatives within the Finance sector. In this pivotal role, you will oversee adherence to complex security regulations, manage regulatory submissions, and ensure our products meet stringent standards such as Finra guidelines. Your expertise will drive the development and implementation of compliance strategies, fostering a culture of quality assurance and risk management across cross-functional teams. Duties Lead the development, review, and submission of regulatory documents in accordance with FINRA guidelines, and other relevant regulation policies. Manage regulatory compliance projects . Conduct comprehensive regulatory compliance analysis to identify gaps and implement corrective actions regulatory standards. Collaborate with research, manufacturing, quality assurance, and legal teams to ensure seamless compliance management across all departments. Maintain up-to-date knowledge of evolving Finance regulatory policies and industry best practices to proactively adapt compliance strategies. Utilize compliance management software to track documentation, monitor project progress, and generate detailed reports for stakeholders. Oversee risk management processes by evaluating potential compliance issues and implementing mitigation plans effectively. Requirements Bachelor's degree in business or finance, or a related field; advanced certifications in Regulatory Affairs or Compliance Management are preferred. Proven experience working with FINRA regulations. Demonstrated ability to manage multiple regulatory compliance projects simultaneously with excellent project management skills. Proficiency with compliance management software tools for documentation tracking and data analysis. Excellent writing skills for preparing clear and comprehensive regulatory submissions and reports. Strong analytical skills combined with effective cross-functional communication abilities to facilitate collaboration across teams. Ability to interpret complex regulations into actionable procedures while maintaining meticulous attention to detail. Join us as a Compliance Manager if you're passionate about ensuring the highest standards efficacy in Finance Sector! Your expertise will help shape innovative solutions that improve lives worldwide while advancing your professional journey in a vibrant industry dedicated to excellence in regulatory compliance.

Pay:

$53,313.29 - $64,205.25 per year

Benefits:

401(k) 401(k) matching Health insurance Paid time off

Work Location:

In person