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Royal Bank of Canada

Associate Director, U.S. Regulatory Reporting and Controls Management

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What they do

A Compliance Manager tracks employer compliance with laws and regulations, particularly for organizations in business and health care. Creates company policies, reviews departmental functions and protocol, follows developments in law and regulations affecting the industry

$164,348 / year median in New Jersey

+3% projected growth

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Job Description

Job Description
WHAT IS THE OPPORTUNITY?
The Associate Director, U.S. Regulatory Reporting and Controls Management supports the regulatory reporting and strategy function for the U.S. Intermediate Holding Company (IHC) and its consolidating subsidiaries, including but not limited to, the preparation, review and timely submission of regulatory reports, as well as, driving optimization and automation of regulatory reporting processes and platforms.
WHAT YOU WILL DO
Lead the end-to-end process for regulatory report preparation, review and timely submission of FRB and OCC regulatory reports and filings (including but not limited to the
FR Y-14Q, FR Y-14M, FFIEC 031, FR Y-9C FR Y-15, FFIEC 009, FR 2644, FR Y-12, FR Y-11, FR Y-8, FR-2004, TIC
) with responsibility for ensuring operational effectiveness in compliance with the regulatory reporting controls and governance environment. Drive report automation, enhancements, process optimization and ongoing management of the regulatory reporting platform and processes to improve accuracy and efficiency. Drive internal assessment of the impact of changes in the broader regulatory environment and requirements to RBC's reporting obligations. Develop and maintain a strong internal controls environment over the regulatory reporting process to ensure adherence to regulatory standards and best practices. Partner with various internal stakeholders (i.e. Legal, Compliance, Line of Business units, Audit, Controllers, Operations) to execute change initiatives. Identify potential risk areas through review of regulatory reporting policies, procedures and controls and drive potential corrective actions to ensure compliance with regulatory standards. Build, mentor and manage a high-performing team of regulatory reporting professionals fostering a culture of accountability, continuous improvement and technical excellence.
WHAT DO YOU NEED TO SUCCEED?
Must have: Strong knowledge of and experience in U.S. regulatory reporting coupled with experience in regulatory project delivery within the financial services industry Hands-on experience with Axiom SL, Argus, and/or similar reporting platforms including data integration, automation and optimization of reporting processes Effective communication skills, both verbal and written, with the ability to present complex information to senior management and regulators Excellent analytical and problem-solving skills with a strong attention to detail and accuracy Strong leadership and people management skills with the ability to mentor and develop a high-performing team Nice to have: Bachelor's degree (Accounting or Finance preferred) and/or CPA or advanced degree Strong knowledge of financial products and reporting standards applicable to a U.S. financial services industry Working knowledge of balance sheet and income statement inputs Working knowledge of Comprehensive Capital Analysis and Review reporting process Strategic thinker with ability to lead and influence in an evolving environment and work across functions/businesses Proficiency in data management and analytics tools (SQL, Python, PowerBI, Tableau, etc.) and strong Microsoft Office (PowerPoint, Excel) skills
WHAT'S IN IT FOR YOU?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual. A comprehensive Total Rewards Program including competitive compensation, bonuses, and flexible benefits Continued opportunities for career advancement Professional development and training opportunities focused on controls governance and regulatory compliance Support from a dynamic, collaborative, progressive, and high performing team, as well as world-class tools and training Opportunity to achieve great success and grow your career with RBC The good-faith expected salary range for the above position is $120,000 - $200,000 depending on factors including but not limited to the candidate's experience, skills, registration status; market conditions; and business needs. This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan. RBC's compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:
  • Drives RBC's high performance culture
  • Enables collective achievement of our strategic goals
  • Generates sustainable shareholder returns and above market shareholder value #LI-POST Job Skills Accounting, Business Mathematics, Decision Making, Detail-Oriented, Financial Planning and Analysis (FP&A),
Financial Reporting and Analysis, Group Problem Solving, Oral Communications, Results-Oriented, Teamwork Additional Job Details Address:
GOLDMAN SACHS TOWER, 30 HUDSON STREET
JERSEY CITY
City:
Jersey City Country:
United States of America Work hours/week: 40
Employment Type:
Full time
Platform:
OFFICE OF THE CFO
Job Type:
Regular Pay Type:
Salaried Posted Date:
2026-08-28
Application Deadline:
2026-10-30
Note :
Applications will be accepted until 11:59 PM on the day prior to the application deadline date above Our Employment Opportunities At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all. Join our Talent Community Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you. Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com . RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.

Benefits

  • Paid Time Off (PTO)
  • 401(k) Plans
  • Professional Development
  • Health Insurance