Find Jobs
Find Jobs Near You – Available Work in Your Location
Skip to job details
C
Confidential
Compliance Officer
Career Insights for Compliance Officer / Analyst
See where this job fits in the broader career landscape. Knowing your career path helps you see what's possible from here.
Scorecard
Based on California data
Review key factors to help you decide if this role fits your goals. How is this calculated?
What they do
A Compliance Officer or Analyst monitors internal compliance with company policies and also company compliance with local, state and federal laws. Reviews company documents, including contracts and marketing materials; communicates with employees and develops training and internal policy materials.
$80,933 / year median in California
-2% projected decline
Job Description
Summary We are a law firm located in Carlsbad (San Diego County) that specializes in debt collections, subrogation, bankruptcy, and replevins. The Compliance Officer position is responsible for ensuring that our firm complies with client standards, State and Federal laws including the Insurance Code, Fair Debt Collection Practices Act (FDCPA), state consumer protection laws, and other applicable rules and regulations. The ideal candidate is an exceptionally organized, methodical professional with the experience necessary to take our work product to the next level. Essential Job Functions Research client contracts to determine applicable requirements and take affirmative steps to assure compliance. Conduct audits of employee performance and productivity on a regular basis and report findings to management. Demonstrate broad and deep knowledge of compliance manual policies Develop and communicate new and/or modified processes to appropriate employees, and function as main point of contact for questions, concerns, and suggestions relating to standards, requirements, business processes, regulations, etc. Coach, educate and communicate potential concerns for general compliance or compliance manual policies to team members and supervisors Provide input into training and assist with observation and coaching to management Lead small department projects or act as a subject matter expert Assist with oversights, monitoring and assignment of workflow Prepare (and present, where applicable) formal responses to requests by government officials, outside auditors, business partners/clients, regulatory groups, etc. Present findings, recommendations, and reports to firm leadership as directed. Conduct internal audits of processes to ensure training standards are being upheld, partnering with department heads to address deficiencies where necessary. Attend legal/compliance seminars (or similar) to network with potential business partners and stay current on best practices. Supervise a department of quality assurance/compliance employees (future). Report to work on-site in a regular and timely manner. Knowledge/Skill/Ability Requirements Previous banking/collections position preferred.