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P
Procom
Operations and Compliance Analyst
Career Insights for Compliance Officer / Analyst
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What they do
A Compliance Officer or Analyst monitors internal compliance with company policies and also company compliance with local, state and federal laws. Reviews company documents, including contracts and marketing materials; communicates with employees and develops training and internal policy materials.
$74,341 / year median in Colorado
-2% projected decline
Job Description
Operational Risk/Regulatory Analyst
Mid-Level:
On behalf of our Financial services client, Procom is searching for an Operational Risk/Regulatory Analyst- Mid-Level for a 12-month contract role. This position is a hybrid position with 4 days onsite at our client's Lone Tree, Colorado 80124 office or Omaha, NE 68154 office. Operational Risk/Regulatory Analyst
- Mid-Level
Job Description:
This role involves providing operational risk management support within the Product- Wealth and Advise Solutions team. The analyst will engage in daily operational processes, ensuring accuracy and compliance with regulatory standards. The focus is on maintaining seamless business operations through effective data management and reconciliation tasks. Operational Risk/Regulatory Analyst
- Mid-Level
Responsibilities:
- Process business-as-usual workflow as assigned by senior manager, including data entry, recordkeeping, review, and validation work.
- Track daily activities and stats, and report to senior manager.
- Conduct daily reconciliation of operational workflows.
- Perform other business operational tasks as identified and delegated by senior manager. Operational Risk/Regulatory Analyst
- Mid-Level
Mandatory Skills:
- Data Management experience
- Microsoft Office Suite experience
- Attention to detail / Analytical skills
- Self-starter attitude
- Ability to handle authority
- Experience working in a fast-paced environment
- Strong communication skills Operational Risk/Regulatory Analyst
- Mid-Level
Nice-to-Have Skills:
- Financial/Banking experience
- Teamwork
- Problem-solving skills
- Accessible approach to work Operational Risk/Regulatory Analyst
- Mid-Level
Assignment Length:
This is a 12-month contract position. Operational Risk/Regulatory Analyst- Mid-Level
Start Date:
ASAP Operational Risk/Regulatory Analyst- Mid-Level