Senior Licensing & Registration Professional Cetera Financial Group - 3.0 Dallas, TX Job Details Full-time 1 day ago Qualifications Customer communication Research Microsoft Office High school diploma or GED Full Job Description Cetera is currently seeking an Introducing Senior Licensing & Registration Professional for our team located in Dallas, TX. This is a unique opportunity to join our team in providing operational support and world-class customer service to our clients. There is potential for this to be a hybrid role based on a successful training period.

Core Responsibilities:

Manage/Process carrier appointments, renewals and invoices Process insurance affiliations/terminations as applicable Research and respond to carrier specific requests Assist with inquiries to obtain insurance licensing/renewals including state specific compliance Assist reps with continuing education questions and study material Ensure that the appropriate paperwork is filed in a timely manner with all State and Government Agencies Research and resolve unique situations and complex errors associated with the FINRA registration process, regulatory questions and related issues, etc. Maintain data for the internal and external registration and disclosure systems, including

FINRA CRD

Lead from the front by contributing to the development and improvement of procedure, processes, and workflow to increase efficiencies Be the first point of contact for our Representatives' Licensing & Registration questions Respond to telephone inquiries, emails, Salesforce cases from internal and external customers Project work as necessary Other duties as assigned

Required Knowledge, Skills, and Abilities:

Customer service skills Flexible and adaptable to change Strong communication and organizational skills Positive role model to colleagues Highly responsive to coaching and training Independent; able to work and resolve complex issues with minimal guidance Ability to learn quickly and multi-task effectively in a fast-paced environment Team player attitude Energetic and results-oriented

Desired Knowledge, Skills, and Abilities:

Previous experience in the financial industry Bachelor's degree Series 99, 6 or 7 licensed Demonstrated experience delivering excellent problem resolution, organizational and follow-up skills Ability to multi-task while staying on track with regulatory deadlines, field inquiries, and internal assignments.

Minimum Required Education & Experience:

High School Diploma or GED 1 years of experience with MS Office tools 1 years of applicable experience FINRA or Insurance Licensing (if applicable)

Travel Requirements:

No Travel Required