A Compliance Officer or Analyst monitors internal compliance with company policies and also company compliance with local, state and federal laws. Reviews company documents, including contracts and marketing materials; communicates with employees and develops training and internal policy materials.
Support the Compliance Officer in implementing, monitoring and maintaining the Company's Compliance Framework and
AML/CFT/CPF
Programme. Monitor and analyze remittance, bill-payment, digital wallet/e-money and other transactions to identify unusual, suspicious or potentially non-compliant activity. Apply and monitor KYC/eKYC, Customer Due Diligence and Enhanced Due Diligence requirements, including PEP and sanctions screening. Review suspected fraudulent transactions, support investigations and identify emerging fraud typologies and risk-mitigation measures. Conduct risk-based due diligence, reviews and audits of agents, merchants and other applicable third parties. Assist with regulatory submissions, examinations, inspections, supervisory reviews and compliance-control testing. Prepare weekly and monthly compliance reports and support internal and external audits. Help maintain compliance policies, procedures and controls and deliver AML/CFT/CPF, fraud, sanctions and KYC/eKYC training.
Requirements:
Bachelor's degree in business, Finance, Accounting, Law, Compliance, Risk Management or another relevant discipline from a recognized institution. Minimum of two years' relevant experience within a financial institution, money-services business, payment-service provider or another regulated financial-services entity. Working knowledge of
AML/CFT/CPF
requirements and financial-services regulation. Professional AML/CFT or Compliance certification, such as CAMS or equivalent, would be an asset. Strong analytical, investigative, problem-solving, report-writing and verbal communication skills. Proficiency in Microsoft Office and relevant compliance or transaction-monitoring applications. Ability to travel to agent, merchant and business locations, with reliable transportation for field responsibilities.
