Trading Specialist Prairiewood Wealth Management Fargo, ND Job Details Full-time $50,000 - $100,000 a year 10 hours ago Benefits Health insurance 401(k) Paid time off 401(k) matching Professional development assistance Qualifications Trade execution in financial markets Microsoft Outlook Financial analysis Analysis skills Bachelor's degree Attention to detail Data interpretation Experience practicing in the securities industry Analytical thinking Financial compliance Full Job Description Job summary - The Trading Specialist is responsible for implementing portfolio rebalancing and investment trades across client accounts held at Charles Schwab using iRebal in accordance with Prairiewood's investment philosophy, client objectives, and risk tolerances. This position requires a strong attention to detail, comfort working with numbers and data, sound judgment, and a high level of trustworthiness. The Trading Specialist will monitor portfolios, implement investment decisions, perform quarterly rebalancing, and work closely with Prairiewood's advisors and client service team to ensure portfolios are managed accurately and efficiently. Why join an independent registered investment advisor (RIA) firm? The independent RIA industry is a rapidly growing segment of the financial services industry. Independent RIAs are able to focus on individual client relationships without the burden of undue bureaucracy and red tape that is present in many non-independent firms. RIAs are free to structure their firms in ways that are uniquely tailored to providing the best service to their specific client base. Why join Prairiewood Wealth Management? Prairiewood Wealth Management is fast-growing RIA with a mission to help each of our clients keep more of what they make, make more with what they have, and create a legacy that will last beyond their lifetimes. Prairiewood was founded on six pillars. Fiduciary duty : Prairiewood is an independent RIA that is legally held to a fiduciary duty requiring us to put our clients' interests first at all times.

Fee-only :

Prairiewood is a fee-only firm which means we avoid all conflicts of interest inherent in commission-based compensation.

Independent :

Prairiewood is fully independent which means we have flexibility to serve our clients in the way that is best for them. Highly qualified : Prairiewood has a highly qualified team of professionals. Our family CFOs must have either a CPA, CFP, or CFA designation which ensures we provide high quality service to our clients. Tax integrated planning : Prairiewood provides comprehensive wealth management services and integrates tax planning throughout the process since nearly all financial decisions have tax implications. Generational service : Prairiewood is committed to hiring and training the next generation of qualified advisors so that we can be the last wealth management firm our clients will ever need. What are the benefits of working for Prairiewood Wealth Management? Prairiewood provides an attractive work environment for our employees in the following ways: No products to sell : Prairiewood does not sell proprietary products. We are completely free to recommend what is best for our clients. Service focused : Prairiewood advisors are paid for serving the firm's clients rather than bringing in new clients. Our goal is for our advisors to spend most of their time serving our current and prospective clients well rather than focusing their time on bringing in new clients of their own.

Team-based :

Prairiewood uses a team-based approach which ensures each employee has our experienced team of highly qualified professionals to support them as they serve clients. Strong relationships : Prairiewood serves as the family Chief Financial Officer (CFO) for our clients which leads to deep and long-lasting relationships with clients. What characteristics are necessary to succeed at Prairiewood Wealth Management? Successful Prairiewood employees have impeccable integrity, enjoy serving others, have a mindset of financial stewardship, and are driven to continuously improve their knowledge and abilities. They are also highly organized, communicate promptly, take pride in their work, are comfortable working on their own, take ownership of their responsibilities, and they can be counted on to follow through on their commitments.

Qualifications:

The successful Trading Specialist will also be someone who enjoys working with numbers, is highly analytical, pays close attention to details, and approaches investment decisions and trade execution with discipline. This person must be trustworthy and understand that accurate, confidential, and timely handling of client trades in a tax efficient manner is essential. The Trading Specialist role requires the following qualifications: Bachelor's degree from an accredited college or university. Current securities licenses appropriate for the position, or a willingness and ability to obtain the required licenses. Strong numerical and analytical skills with a genuine enjoyment of working with numbers, data, and investment information. Exceptional attention to detail and the ability to execute trades and portfolio changes accurately and efficiently. Ability to understand and follow investment policies, procedures, compliance requirements, and internal controls. Proficiency with Microsoft® Word, Excel, PowerPoint, and Outlook.

Next steps:

Our employees and our clients are our greatest assets. Accordingly, we are selective in who we hire to ensure Prairiewood remains a great place to work and clients receive quality service. If you are interested in learning more to see if you may be a good fit, the next step is to fill out our job application survey. We look forward to connecting with you!

Salary and benefits:

Pay and benefits are competitive based on industry standards and experience level.

Pay:

$50,000.00 - $100,000.00 per year

Benefits:

401(k) 401(k) matching Health insurance Paid time off Professional development assistance

Work Location:

In person