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Director, Broker Dealer Controller
Career Insights for Controller (General)
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Based on New Jersey data
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What they do
A Controller directs and oversees the treasury of a government, private corporation or non-profit organization, and may oversee the investment of funds. Supervises the quality of accounting and financial reporting within an organization, and directs preparation of reports that show the financial position of an organization.
$161,971 / year median in New Jersey
+3% projected growth
Job Description
Director, Broker Dealer Controller at Abacus Group, LLC Director, Broker Dealer Controller at Abacus Group, LLC in Weehawken, New Jersey Posted in 1 day ago.
Type:
full-time Our client is a global bank. They seek a Director, Broker Dealer Controller to join their Jersey City, NJ office. Responsibilities Direct month-end close and financial reporting processes to ensure accuracy, timeliness, and compliance with US GAAP, IFRS, and regulatory standards Lead a multi-location accounting team supporting U.S. broker-dealer and affiliated entity financial operations Validate revenue, expense, and balance sheet reporting to ensure accurate financial statement presentation under US GAAP and IFRS Collaborate with head office finance control teams to support reporting, controls, and disclosure requirements Liaise with regulators, external auditors, and internal audit teams to manage inquiries and ensure the timely resolution of audit matters Oversee all internal and external audit activities, including coordination, deliverables, and closure of audit findings Strengthen internal control frameworks and governance structures to maintain audit readiness and regulatory compliance Monitor adherence to policies, procedures, and reporting requirements across U.S. broker-dealer entities Advise on complex transactions, new products, and accounting standards in partnership with cross-functional stakeholders Drive finance transformation initiatives, including ERP enhancements, automation, analytics, and AI-enabled process improvements Requirements 10+ years relevant experience Combo or private experience Experience with financial products across capital markets, wealth management, and retail banking In-depth experience and knowledge of IFRS and GAAP accounting requirements Strong understanding of regional and global P&L reporting General understanding of SEC and FINRA regulatory reports CPA is preferred Series 27 is a plus
JobID:
48363