Licensed Wealth Management Assistant

Licensed Wealth Management Assistant Confidential Beaumont, TX Job Details Part-time $22 - $32 an hour 11 hours ago Benefits Retirement plan Qualifications Wealth management Trading Regulatory compliance Series 7 Attention to detail Client services Financial regulatory compliance Productivity software Full Job Description Overview A boutique, tax-integrated wealth management firm serving high-net-worth clients is seeking a Licensed Client Service Associate to join our Beaumont, TX office on a part-time morning basis. We take pride in the long-term relationships we've built with our clients and are looking for someone who shares that same commitment to service and professionalism. This is a client-facing, operations-focused role where attention to detail, professionalism, and dependable attendance are essential to the success of both our team and our client experience. Whether you're an experienced professional seeking reduced hours while remaining engaged in meaningful client work, or a driven early-career professional looking to plant roots in a high-caliber firm — if you hold an active securities license and are ready to show up and do great work in a professional yet personable office environment, we would love to hear from you. We invest in the right people — for the right candidate, opportunities to grow within the firm are very much on the table. In-office | Monday-Friday, 8:00 AM-12:00 PM | 20 hours/week | Compensation commensurate with experience Responsibilities Execute trades and securities transactions under advisor direction, in keeping with firm and regulatory guidelines Open new accounts and accurately facilitate money movement transactions Serve as a primary point of contact for client account questions and service needs Liaise professionally with clients, CPAs, attorneys, and other professional contacts and vendors on documentation and service needs Maintain detailed records in the firm's CRM Assist clients with online account access and platform navigation Support advisors with scheduling and events Requirements Active Series 7 and/or Series 66 license required; candidates with a recently lapsed license eligible for reinstatement are encouraged to apply Prior experience in a licensed client service or operations role Familiarity with securities regulations and firm compliance standards Strong attention to detail and ability to manage multiple priorities Professional communication skills and a client-first attitude A team-first attitude with the initiative to anticipate needs and follow through without being asked Microsoft Office proficiency

Pay:

$22.00 - $32.00 per hour

Benefits:

Retirement plan

Work Location:

In person