Senior Regulatory Reporting Accountant Pasadena , CA 91101

Posted:

09/29/2026

Employment Type:

Direct Placement Job Number:

29386485

Pay Rate:

90000-110000 USD/Year Job Description Our clients Regulatory Reporting team is seeking an experienced Senior Regulatory Reporting Accountant to support the firm's broker-dealer regulatory reporting requirements. Reporting to the VP of Regulatory Reporting, this role will focus primarily on Customer/PAB Reserve Computations (15c3-3), with additional exposure to Net Capital (15c3-1) and FOCUS reporting. Key Responsibilities Prepare and review Customer and PAB Reserve Computations (15c3-3) Prepare and review Net Capital (15c3-1) and FOCUS reports Prepare daily and monthly regulatory and accounting schedules Perform reconciliations and investigate discrepancies across accounting and regulatory reporting Support internal and external audits, as well as regulatory examinations Partner with internal teams to calculate and reconcile components impacting financial statements and regulatory filings Perform general broker-dealer accounting functions, including journal entries, reconciliations, and allocations Support additional regulatory reporting and accounting initiatives as needed Qualifications Bachelor's degree in Accounting, Finance, or a related field 5+ years of financial services experience, preferably within a broker-dealer environment Client Series 27 required or ability to obtain within 120 days

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