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Senior Audit Manager, Wealth Management
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Scorecard
Based on Illinois data
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What they do
An Audit Manager manages the process of examining records to determine the financial status of a company or organization. Inspects accounts and account books, prepares reports on the accuracy of internal financial records and accounting procedures. May supervise accountants and bookkeepers during the auditing process
$127,413 / year median in Illinois
-1% projected decline
Job Description
Senior Audit Manager, Wealth Management at Swoon Senior Audit Manager, Wealth Management at Swoon in River Grove, Illinois Posted in about 13 hours ago.
Type:
full-time We're looking for an experienced Senior Audit Manager to join a Private Wealth Audit team supporting a leading financial services organization. This is a great opportunity for a senior audit professional who understands the complexities of wealth management, investment advisory, trust/fiduciary activities, and personal banking and can provide strategic risk insight to senior stakeholders. ???? What you'll do:
- Lead complex, risk-based internal audit engagements across the Private Wealth portfolio
- Develop audit scope, risk assessments, project plans, resources, timelines, and deliverables
- Assess emerging business and regulatory risks and translate them into effective audit coverage
- Review audit findings and reports and communicate recommendations to senior management
- Build strong relationships with business leaders and provide practical risk and control guidance
- Lead, coach, and mentor audit professionals while maintaining high-quality audit standards ???? What we're looking for:
- Extensive progressive internal audit experience
- Experience within a large U.S. bank, wealth management firm, trust company, or Registered Investment Advisor (RIA)
- Strong knowledge of investment, advisory, wealth management, trust, and fiduciary risks and controls
- Bachelor's degree in Accounting, Finance, or a related field
- Strong executive communication, relationship management, and project leadership skills
- CFA, CFIRS, CPA, CIA, or relevant securities licenses are a plus Interested or know of anyone who is?
Apply today!