Compliance & Operational Risk Testing Analyst

The Compliance & Operational Risk Testing Analyst plays a critical role in ensuring regulatory compliance and effective risk management within a financial services environment. As a Compliance & Operational Risk Testing Analyst, you will support control testing initiatives, evaluate operational and compliance risks, and contribute to strengthening the firm's overall risk posture. This Compliance & Operational Risk Testing Analyst role is ideal for someone with experience in banking, compliance, audit, or risk testing who enjoys analytical, documentation‑driven work.

Role OverviewThis position is responsible for coordinating and completing compliance and operational risk‑related control testing activities. The role requires sound judgment, strong analytical skills, and familiarity with financial services regulations and industry standards. You may also provide guidance or review work performed by others as part of the testing process.

ResponsibilitiesPerform substantive testing of compliance and operational risk controlsIdentify, evaluate, and document control effectiveness and potential risk gapsReview evidence, procedures, and supporting documentation to validate controlsAnalyze findings and clearly document results in accordance with established standardsCollaborate with compliance, risk, and governance partnersSupport regulatory, audit, and internal risk management initiativesApply professional judgment when assessing control design and executionMay lead or review testing activities performed by others