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BNY

Vice President, Compliance & Control

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Job Description

Vice President, Compliance & Control Date Posted:
6 September 2026
Closing Date:
October 6, 2026
Recruiter:
BNY Location:
Lake Mary, Florida Salary:
USD270,000
to
USD350,000
Job Type & Industry:
Compliance, Data, Ai & Technology >
Ai & Technology Governance, Technology Risk Contract Type:
Permanent Job Reference:
2958762535-2 Apply for this job now Job Description BNY Mellon seeks a Vice President, Compliance & Control to lead regulatory compliance and control frameworks for our global finance and insurance businesses. You will oversee risk assessments, monitoring, and remediation; shape policies and controls; and advise senior leaders on evolving regulations. Partnering across business, legal, risk, and technology, you will drive data-driven compliance, automation, and reporting while fostering a culture of integrity, client focus, and strong risk management. This role offers exposure to complex products, global markets, and impactful career growth. Responsibilities Lead the design and execution of firm-wide compliance and control frameworks for BNY's finance and insurance businesses Oversee regulatory risk assessments, testing, monitoring, and issue remediation to ensure adherence to global regulations Partner with business, risk, audit, legal, and technology leaders to embed effective controls in products, processes, and systems Develop and maintain policies, standards, and procedures covering financial crime, conduct, and operational compliance Provide senior-level guidance on new regulations, supervisory expectations, and emerging risks across global markets Direct preparation of regulatory reports, responses, and exams; manage relationships with regulators as needed Establish and track compliance and control KPIs/KRIs, using data and analytics to identify trends and control gaps Lead, mentor, and develop a high-performing compliance and control team with a culture of integrity and accountability Drive continuous improvement, automation, and digital solutions in compliance monitoring and reporting Promote a culture of ethics, risk awareness, and DEI through training, communication, and stakeholder engagement Required Skills Regulatory compliance (SEC, FINRA, OCC, Fed, global regulators) Operational risk management and controls design Compliance risk assessments and testing Internal controls frameworks (e.g., COSO) Policy development and governance Data analytics and compliance monitoring tools Regulatory reporting and exam management Financial crime and conduct risk oversight Project and change management in financial services Leadership and stakeholder management