Compliance Manager Position Available In Suffolk, Massachusetts

Compliance Manager Cambridge Associates

LLC – 3.6

Boston, MA Job Details $114,400 – $153,300 a year 17 hours ago Qualifications Bachelor of Science Bachelor’s degree Team management Organizational skills Senior level 2 years Communication skills

Full Job Description Firm Overview:

Cambridge Associates (“CA”) is a leading global investment firm. CA’s goal is to help endowments & foundations, pension plans, and ultra-high net worth private clients implement and manage custom investment portfolios that generate outperformance so that they can maximize their impact on the world. Cambridge Associates delivers a range of services, including outsourced CIO, non-discretionary portfolio management, and investment consulting. Headquartered in Boston, Massachusetts, CA has offices in key markets in North America, the United Kingdom, Europe, Asia, and Oceania. Our worldwide teams ensure our clients benefit from decades of global presence, local expertise, and relationships with the top global investment managers across the world. For more information, please visit www.cambridgeassociates.com.

Position Summary:

Under the guidance of the Chief Compliance Officer and Compliance Managing Director, the Compliance Manager is responsible for the coordination, ongoing development and administration of employee reporting, web-based compliance training, and anti-money laundering (AML) and customer due-diligence programs. The Compliance Manager will oversee a team of Associates and will also participate in the development and implementation of the Firm’s overall compliance program and corporate reporting and maintenance program.

Key Responsibilities:

Responsible for new employee training and reporting requirements, serving as a resource for employees with compliance and ethics questions. Manage team of Compliance Associates responsible for quarterly firm-wide certifications, employee disclosures and preclearances, management of employee brokerage accounts, data feed maintenance and Corporate Actions. Work with other departments within the Firm on AML issues and client due diligence. Ensure that all compliance matters are properly investigated and that appropriate action is taken and documented. Help with review of marketing content and RFP materials. Prepare and present timely, accurate and objective reports to senior management as required. Perform other ad hoc responsibilities as assigned. Assist on periodic updates to the Firm’s Compliance Manual, Form ADV and other regulatory filings.

Qualifications:

BA/BS degree General asset management knowledge and familiarity with the Investment Advisers Act of 1940 Preferably 5-6 years of compliance related experience with a registered investment advisor or regulator 2-3 years experience managing teams and driving process improvements Strong communication skills with the ability to liaise with employees at all levels of the organization Ability to meet deadlines and work well independently Strong organizational skills and attention to detail The base salary range for this role is $114,400 to $153,300. In addition to the listed salary range, this position is eligible for an annual performance-based bonus and a comprehensive, competitive benefits package. Actual placement within the stated salary range will be determined based on factors such as skills, experience, and qualifications, as well as internal equity. The firm is committed to the concept and practice of equal employment opportunity and will not discriminate against any employee or applicant on the basis of race, color, religion, age, sex, national origin, sexual orientation, gender identity, disability, or veteran status. It is expected that all employees will follow a similar policy toward their co-workers.