Wealth & Fiduciary Compliance Manager – 2012 Position Available In Hinds, Mississippi
Tallo's Job Summary: This job listing in Hinds - MS has been recently added. Tallo will add a summary here for this job shortly.
Company:
BankPlus
Salary:
—
Job Description
-
General Position Scope:
- The Wealth & Fiduciary Compliance Manager is responsible for writing new policies and procedures, as necessary. This position is also responsible for ensuring compliance with all established policies and procedures within Trust and RIA. Incumbent will establish, maintain, and conduct training for bank employees.
-
Duties and Responsibilities:
- Reviewing, updating, and creating risk assessments, policies, procedures, and training modules, ensuring they are current and up to date with latest compliance and regulatory guidelines
- Responsible for preparation and coordination of materials, including minutes, to be presented to the various committees that provide oversight
- Provide support during external regulatory exams, internal and external audits, ensuring that all information is gathered in an organized and accurate fashion and delivered timely. Also serve as liaison between the department and regulators to provide information and answer questions
- Work closely with the BSA and Compliance departments
- Review and monitor procedures and processes to insure optimal management oversight, dual control, and efficient reconciliations
- Maintain current understanding of regulations as they relate to Fiduciary responsibilities, Investment management and trust accounting
- Develop, implement, and perform sampled testing of account administration in Trust and RIA to help ensure compliance with adopted administration and operational policies within Trust and RIA
- Maintain a thorough knowledge of Bank products, services, policies, procedures, and appropriate regulatory issues as related to daily job functions including but not limited to: Bank Secrecy Act; Privacy Act; Fair Lending Act; Regulation E, etc. Completes required compliance training and adhere to the Bank’s standard of conduct
- Participate in the Bank’s High-Performance Rewards Connections program
- Makes referrals to the Mortgage Center and Wealth Management
- Perform additional duties as requested.
-
Position Requirements:
- Bachelor’s Degree required
- Minimum of 3 years of Trust Compliance and Trust Administration experience; desire Trust Investment experience
- General computer and typing experience with Microsoft Office Suite, to include Excel, Word, and Outlook
- Excellent verbal and written communication skills
- Ability to make difficult decisions and handle multiple tasks with daily deadlines.
