Lead Compliance Officer – Operational Excellence, Governance & Controls (OEGC) Team Position Available In Mecklenburg, North Carolina

About this role:

Wells Fargo is seeking a Lead Compliance Officer for the Operational Excellence, Governance & Controls (OEGC) team as part of Corporate Compliance Regulatory Change Management (CRCM). Learn more about the career areas and lines of business at wellsfargojobs.com.

The OEGC team is dedicated to ensuring that Wells Fargo’s regulatory changes are implemented by supporting the CRCM’s operations, efficiency gains, assurance of enterprise policy and procedures adherence, and maintain quality and control standards.

In this role, you will:

Support operational excellence efforts and product enablement activities related to RCMSupport efforts for RCM standards and program maintenance to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements.

Support process improvement initiatives, quality reviews, research, and compile data/informationSupport RCM change management triggered by process updates to ensure compliance with operative policies and regulations, including communication and education effortsProvide horizontal RCM product enablement support execution of deliverablesMonitor reporting, escalation, and timely remediation of issues, deficiencies, or regulatory matters regarding compliance risk management.

Required Qualifications:

5+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

4+ years process design and optimization experienceQuality Assurance experienceExperience leading

RCSA, IRM

exam and validation engagementsProject Management experience managing testing engagementsAbility to successfully explain and guide people through the process and manage any low-level process requirementsStrong Analytical skills, critical thinking with problem solving competencyAbility to redesign processes and enhance solutions through identifying technical solutionsExperience collaborating and building relationships across multiple stakeholdersDemonstrated ability to build and maintain strong relationships with key stakeholder groupsEffective communication and presentation skills for varying levels of informationSix Sigma Certification or Certified Regulatory Compliance Manager (CRCM)

Job Expectations:

Locations:

NC-Charlotte:

401 S Tryon St

• Charlotte, NCMN-Minneapolis:

  600 S 4th St

• Minneapolis, MNTX-Irving:

  250 E John Carpenter Frwy

• Irving, TXThis position offers a hybrid work scheduleRequired location(s) listed above.

Relocation assistance is not available for this position.

This position is not eligible for Visa sponsorshipThis position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidentsSpecific compliance policies may apply regarding outside activities and/or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the recruitment process.

Pay Range Reflected is the base pay range offered for this position. Pay may vary depending on factors including but not limited to achievements, skills, experience, or work location. The range listed is just one component of the compensation package offered to candidates.$111,100.00

• $197,500.00Benefits Wells Fargo provides eligible employees with a comprehensive set of benefits, many of which are listed below. Visit Benefits
• Wells Fargo Jobs for an overview of the following benefit plans and programs offered to employees.

Health benefits401(k) PlanPaid time offDisability benefitsLife insurance, critical illness insurance, and accident insuranceParental leaveCritical caregiving leaveDiscounts and savingsCommuter benefitsTuition reimbursementScholarships for dependent childrenAdoption reimbursement

Posting End Date:

1 May 2025

• Job posting may come down early due to volume of applicants.

We Value Equal OpportunityWells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

Applicants with DisabilitiesTo request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.

Drug and Alcohol Policy Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.

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