ESG/ Advisory (Financial Security) Compliance Officer Position Available In New York, New York

ESG/ Advisory (Financial Security) Compliance Officer
Type de contrat :
CDI
ESG/ Advisory (Financial Security) Compliance Officer
Modifiée le 11/06/2025

Lieu :

NEW YORK

•Etats-Unis d’Amérique

Secteur :

Conformité / Sécurité financière
Description du poste

Summary:

This position is placed within the Advisory group of the Financial Security team. The position’s main responsibilities are centered on the following: reviewing and advising business lines on the ESG implications of transactions and high risk KYC files. This includes in-depth analysis of transactions from a data, client, and financial product perspective, ensuring alignment with internal policies and external regulatory requirements, including Anti-Money Laundering (AML) and Sanctions obligations.

Key Responsibilities:

Conduct analyses and provide guidance to Front Office of customeras/ transactions to assess compliance with ethical, governance, and sustainability standards.
Review daily transactions to ensure that all activity is in compliance w/ current BSA/AML regulatory standards. Evaluate clients and financial products through an ESG and risk-based lens, identifying potential regulatory, reputational, and sustainability issues.
Collaborate with business lines to provide proactive guidance on compliance and ethics considerations for new or complex transactions.
Support the development and implementation of internal policies and controls aligned with ESG principles, good governance practices, and regulatory expectations.
Integrate AML considerations into broader compliance assessments, ensuring that financial transactions are not only environmentally and socially responsible but also free from illicit financial risks.
Liaise with AML and KYC teams to align transaction analysis with customer due diligence and monitoring procedures.
Prepare and deliver clear, actionable compliance and sustainability advice, reports, and recommendations to business stakeholders.
Monitor evolving regulatory landscapes related to AML, ethics, and sustainability, advising the organization on necessary adaptations.
Participate in internal training and awareness programs to promote a culture of ethics, compliance, and responsible business.
Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank’s policies and procedures.
Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures.

Management and Reporting:

The position reports directly to the Head of Advisory•Financial Security.

Key Internal Contacts:

The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support.

Key External Contacts:

The employee may have occasion to interact with external auditors and/or regulators during exams.
Complément

Salary Range:

$120k•$150k
#LI-DNI
Critères de candidature
Entreprise Crédit Agricole CIB
CRÉDIT

AGRICOLE CIB

Type de contrat :
CDI
NEW YORK•Etats-Unis d’Amérique
Conformité / Sécurité financière
2025-96640