Financial Crimes Operations Analyst Position Available In Mecklenburg, North Carolina
Tallo's Job Summary: The Financial Crimes Operations Analyst role involves conducting transactional analysis on trade finance customers, performing KYC assessments, and filing SARs. Must have strong Excel skills and SAR filing experience. Ideal candidate will have CAMS certification, trade finance experience, and financial crimes writing expertise. This position requires 4+ years of experience in risk management or compliance.
Job Description
Description Role /
Daily Responsibilities:
Work the team is doing of focused on trade finance, focused around import/export letters of credit—candidate will either come from a trade finance bkgrd or at some point worked on filing SARs on a trade finance customer. Conducting transactional analysis in regard to trade finance customers; customers may have export letters of credit. Will be doing KYC on the beneficiary or the applicant—if they are a customer, will need to determine the risk rating, look at different documentation and make sure the activity aligns with the business they export the goods for. Looking at jurisdictional risk, previous SAR activity, etc. to make sure the transactions make sense. Will also conduct negative new searches – will need to determine if they are potential matches for financial crimes negative news. From there, will need to write out a customer risk summary (determine if it makes sense for an export) and then presenting to Sr. Leaders.
Must Haves:
Experience and strong proficiency within Excel (Pivot Tables, V-Lookups, understanding flow of funds); will be asking technical questions around this during the interview SAR Filing experience. Ideally if they have a CAMS certification and have filed SAR’s or CTR’s or UAR’s Trade Finance experience Financial Crimes Writing & Presenting Nice to
Haves:
PowerPoint Someone within Fin Crimes with an English Major (for writing expertise)
Additional Notes:
4+ years of risk management, business controls, business operations, compliance, or process experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education. Strong understanding of financial crimes risk Knowledge of Trade Finance Products Demonstrated ability to evaluate risks and to communicate relevant risk in a simple, decisive, timely and market-appropriate manner Ability to think with a risk control mindset Strong verbal, written, and interpersonal communication skills Advanced MS Excel including the ability to manage extremely large and complex sets of transactional data Demonstrated ability to build strong partnerships across business units Industry certifications (e.g. CAMS certified and/or AML/Sanctions Credential Program, etc.)
