Licensed Invest Support Specialist II Position Available In Pinellas, Florida
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Job Description
Job Description:
GENERAL FUNCTION
The Licensed InvestmentSupport Specialist II provides office management support forregistered securities representatives (e.g., Investment Executives,or Wealth Management Advisors).
ESSENTIAL DUTIES AND RESPONSIBILITIES
. Provide daily administrative support to designated registeredrepresentatives, and existing and potential clients. . Provide guidance to the banking center partners asrequested. . Process and follow-up operations duties linked to new/existingaccounts, risk management, marketing support, order entryetc. . Perform account maintenance including opening new accounts, moneytransfer requests, executing orders, address changes,etc. . Ensure that all assigned trading transactions are executed in atimely and accurate manner, and that all documentation ismaintained to standards . Maintain close contact with clients in order to ensure that theyare informed about industry changes while providing the opportunityfor additional products and services. . Educate and coach business partners on current market conditions,products, compliance and operational duties. . Support multiple registered securities representatives orrepresentatives with very large books of business. . Handle various administrative functions for the registeredsecurities representatives including but not limited to executingtrades. . Ensure that all trading activity complies with federal andinternal compliance regulations and guidelines. . Work closely with Banking Center or Private Bank partners toidentify cross sell and referral opportunities. . Help with onboarding of Investment Executives, Wealth ManagementAdvisors, or Licensed Investment Support Specialists asrequested. . Perform other projects or duties as assigned.
SUPERVISORY RESPONSIBILITIES
None.
